Home FCA Handbook IPRUINV IPRU-INV 11 IPRU-INV 11.7 CAPITAL REPORTING
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IPRU-INV 11.7 CAPITAL REPORTING

01/01/2022G

The reporting requirements of capital adequacy for a collective portfolio management firm and a collective portfolio management investment firm are set out in SUP 16.12 (Integrated regulatory reporting). In summary, the relevant capital adequacy forms for its business of managing an AIF or managing a UK UCITS are as follows:

  1. (1)

    a collective portfolio management firm is required to submit FIN066 (and FSA042 if it is a UCITS firm); and

  2. (2)

    a collective portfolio management investment firm is required to submit FIN067 (and FSA042 if it is a UCITS investment firm) and also report in accordance with MIFIDPRU 9.

  3. (3)

    [deleted]