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ICOBS Sch 1 Record keeping requirements

26/06/2026
Notes
1The aim of the guidance in the following table is to give the reader a quick overall view of the relevant record keeping requirements.
2It is not a complete statement of those requirements and should not be relied on as if it were.
Handbook referenceSubject of recordContents of recordWhen record must be madeRetention period
ICOBS 1 Annex 1 G, Part 2 3.1R(3)Record of election to comply with COBS rules for pure protection policies (including amendment or reversal)Date of election and precise description of parts of the firm's business that will comply with COBS provisionsNot specifiedIndefinitely
ICOBS 5.1.3B R[deleted]   
ICOBS 5.3.2B R[deleted]   
ICOBS 6B.2.51R, ICOBS 6B.2.52R andRecord of compliance with non-discrimination requirements and treatment of existing customer requirementsDetails of the firm’s assessments and controls that ensure that the firm is not systematically discriminating against customers of longer tenure and that its treatment of existing customers is in their best interestsNot specifiedNot specified