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FCA Handbook
GENPRU
GENPRU Sch 2 Notification and reporting requiremen...

GENPRU Sch 2 Notification and reporting requirements

01/01/2007

11 The aim of the guidance in the following table is to give the reader a quick overall view of the relevant notification requirements.

2 It is not a complete statement of those requirements and should not be relied on as if it were.

3 Table

Handbook reference	Matter to be notified	Contents of notification	Trigger events	Time allowed
GENPRU 1.5.19 R	Intention to change maximum amount of callable contribution	Fact of intention and details of the change	Intention to change the maximum amount	Adequate advance notice, normally not less than 6 months
GENPRU 2.1.11 R	Breach or expected breach of GENPRU 2.1.13 R or main BIPRU firm Pillar 1 rules	Fact of breach or expectation of breach	Breach or expectation of breach	Immediately
GENPRU 2.2.19 R	Intention to deduct illiquid assets rather than material holdings	Fact of intention	Intention to start or stop using method in column 2	One month prior to change of method
GENPRU 2.2.74 R	Intention to redeem tier one instrument included in tier one capital resources	Fact of intention	Intention to redeem	At least one month prior to intended redemption
GENPRU 2.2.135 R	Intention to include an unusual transaction in capital under GENPRU 2.2.124 R	Fact of intention.	Intention to include in capital	At least one month prior to inclusion of that capital in capital resources
GENPRU 2.2.171 R	Proposal to amend a tier two instrument	Details of the proposed amendment	Proposal to amend	One month before amendment is due to take effect
GENPRU 2.2.174 R	Intention to repay (other than on contractual repayment date) tier two instrument	Fact of intention and details of how the firm will meet capital resources requirement after such repayment	Intention to repay	Six monthsor one monthprior to repayment
GENPRU 2.2.243 R	Intention to pay interest or principal on subordinated debt included in tier three capital resources if the firm's capital resources are less than 120% of its capital resources requirement	Fact of intention	Intention to pay	One month prior to any payment of interest or principal
GENPRU 2.2.245 R	Intention to repay (other than on contractual repayment date) tier three capital resources	Fact of intention and details of how the firm will meet its capital resources requirement after such repayment	Intention to repay	One month prior to repayment