GEN TP 1 Transitional provisions

GEN TP 1.3 (3) Transitional Provisions applying to GEN only

(1)

(2) Material to which the transitional provision applies

(3)

(4) Transitional provision

(5) Transitional provision: dates in force

(6) Handbook provision: coming into force

54

GEN 6.14

R

4GEN 6.1 does not:

(1) apply to an unamended contract of insurance, first entered into on or before 24 July 2003; or

(2) prohibit a firm from claiming on, or making a payment under, a contract of insurance:

(a) in connection with a financial penalty imposed by the FSA pursuant to a warning notice issued before 25 July 2003; or

(b) first entered into between 25 July 2003 and 31 December 2003 in respect of a financial penalty imposed by the FSA by a final notice issued on or before 31 December 2003.

(For these purposes only, a contract of insurance will be regarded as unamended if:

(i) it was amended on or before 24 July 2003; or

(ii) it was amended after 24 July 2003, but the amendments did not affect the duration or scope of any indemnity against a financial penalty imposed by the FSA under the Act.)

4From 1 January 2004

41 January 2004

911

GEN 5 Annex 1 G

G

[expired]21

21
21 21

1210

GEN 4.3.1 R

R

[expired]21

2121
21 21

1611

GEN 4.5

R

[expired]21

2121

1612

GEN 4 Annex 1 R

R

[expired]21

2121
21 21

2013

GEN 4.3.1 R, GEN 4 Annex 1 R and GEN 4 Annex 1A

R

[expired]21

21
21 21

2014

GEN 4.5.3 R and GEN 4.5.4 R

R

[expired]21

21
21 21
GEN TP 1.3 (4) Transitional Provisions applying to GEN onlyThe references to "GEN 6.1" in the table above must be read as "GEN 6.1 and General Provisions 7 in the PRA Rulebook".