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  • Home
  • FCA Handbook
  • GEN
  • GEN 4
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GEN 4.2 - Rule-making and Amending Instruments

  • FOS 2018/6: Claims Management Instrument 2018

    Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

    Effective Date: 17th December 2018

  • FCA 2018/56: Claims Management Instrument 2018

    Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

    Effective Date: 17th December 2018

  • FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

    Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

    Effective Date: 3rd July 2017

  • FCA 2017/28: Packaged Retail and Insurance-based Investment Products Regulation Instrument 2017

    Chapter: Glossary, PR, SUP, GEN, COBS, FUND, COLL

    Effective Date: 2nd May 2017

  • FCA 2013/68: Consumer Credit (High-level Standards and Interim Regime) Instrument 2013

    Chapter: Glossary, PRIN, SYSC, GEN, CONC

    Effective Date: 26th September 2013

  • FCA 2013/19 PRA2013/14: Legal Cutover (General Transitional and Miscellaneous Provisions) Instrument 2013

    Chapter: Glossary, GEN, COBS, ICOBS, MCOB, SUP

    Effective Date: 19th March 2013

  • FSA 2010/53: Public Awareness Objective (Financial Services Act 2010) Instrument 2010

    Chapter: Glossary, GEN, SUP, CRED, PROF

    Effective Date: 10th November 2010

  • FSA 2010/1: Sale and Rent Back Instrument 2010

    Chapter: Glossary, GEN, FEES, MIPRU, MCOB, SUP, PERG

    Effective Date: 28th January 2010

  • FSA 2009/52: Banking: Conduct of Business Sourcebook (Amendment) and Consequential Amendments Instrument 2009

    Chapter: Glossary, GEN, BCOBS, COBS, CRED, ELM

    Effective Date: 24th September 2009

  • FSA 2008/42: Status Disclosure and FSA Logo Instrument 2008

    Chapter: GEN, SUP

    Effective Date: 25th September 2008

  • FSA 2007/68: Insurance: New Conduct of Business sourcebook (Consequential Amendments) Instrument 2007

    Chapter: Glossary, COND, GEN, MIPRU, COBS, CASS, SUP, CRED, ELM, PROF, PERG, UNFCOG

    Effective Date: 17th December 2007

  • FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

    Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

    Effective Date: 25th October 2007

  • FSA 2007/44: Conduct of Business Sourcebook (MiFID, Article 4 and other Amendments) Instrument 2007

    Chapter: Glossary, GEN, COBS, MCOB, COLL

    Effective Date: 26th July 2007

  • FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006

    Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO

    Effective Date: 25th October 2006

  • FSA 2004/21: Mortgages: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) (No 2) Instrument 2004

    Chapter: GEN, AUTH, Glossary

    Effective Date: 19th February 2004

  • FSA 2004/8: Insurance: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2004

    Chapter: Reader's Guide, COND, GEN, MCOB, TC, ML, AUTH, SUP, DISP, CRED, ECO, ELM, Glossary

    Effective Date: 15th January 2004

  • FSA 2003/72: Mortgages: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2003

    Chapter: GEN, COB, TC, ML, AUTH, DISP, COMP, ECO, ELM, PROF, EMPS, FREN, OMPS, SERV, Reader's guide, Reader's Short Guide, Glossary

    Effective Date: 15th October 2003

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