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FCA Handbook
GEN
GEN 1
GEN 1.1 Application

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You are viewing the version of the document as on 2021-09-15.

GEN 1.1 Application

[Note: ESMA has also issued guidelines under article 16(3) of the ESMA Regulation covering various topics relating to automated trading and direct electronic access.

7See www.fca.org.uk 7]

GEN 1.1.1R01/01/2021

(1)
This chapter applies to every firm. GEN 1.3 (Emergency) also applies to an unauthorised person to whom a rule in the Handbook applies.1
(2)
[deleted]4
3 3 3 3 2

GEN 1.1.2G25/06/2021

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GEN 1.1 Application