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FCA Handbook
FUND
FUND 3
FUND 3.1 Application

Alternative versions

2013-07-22

Point in time

2020-12-31
2021-01-01

FUND 3.1 Application

FUND 3.1.1G22/07/2013

1The application of this chapter is summarised in the following table; the detailed application is provided in each section.

Type of firm	Applicable sections
Full-scope UK AIFM of a UK AIF.	All of chapter 3.
Full-scope UK AIFM of an EEA AIF operating from an establishment in the UK.	All of chapter 3.
Full-scope UK AIFM of an EEA AIF operating from a branch in another EEA state.	All of chapter 3 with the exception of FUND 3.8 (Prime brokerage firms).
Incoming EEA AIFM branch which manages a UK AIF.	FUND 3.8 (Prime brokerage firms).
Full-scope UK AIFM of a non-EEA AIF marketed in the UK.	All of chapter 3 with the exception of FUND 3.12 (Marketing in the home Member State of the AIFM).
Full-scope UK AIFM of a non-EEA AIF not marketed in the UK.	All of chapter 3 with the exception of FUND 3.3 (Annual report of an AIF), FUND 3.11 (Depositaries) and FUND 3.12 (Marketing in the home Member State of the AIFM).
UK depositary of a UK AIF or a non-EEA AIF.	FUND 3.11 (Depositaries).