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FCA Handbook
FEES
FEES TP 1 Transitional Provisions

Alternative versions

FEES TP 1 Transitional Provisions

FEES TP 1.1

1(1)	(2) Material to which the transitional provision applies	(3)	(4) Transitional Provision				(5) Transitional Provision: dates in force	(6) Handbook provision: coming into force
1.	FEES 3.2.7 R(p)	R	A firm does not have to pay a fee if:				2 October 2006 to 5 April 2007	1 June 2006
			(1)	it is seeking only to increase the scope of its permission to include:
				(a)	establishing, operating or winding up a personal pension scheme; or
				(b)	(if the firm is in activity group A12 or A13) the designated investments:
					(i)	personal pension scheme; or
					(ii)	rights to or interests in a personal pension scheme, and
			(2)	it was, as at 1 October 2006, carrying on what would become on 6 April 2007:
				(a)	the regulated activity in (1)(a), or
				(b)	a regulated activity in relation to the designated investments in (1)(b).
2.	FEES 4 Annex 1 R Part 3, Activity group A9 (operators, trustees and depositaries of collective investment schemes)	R	References to gross income received in connection with operating a personal pension scheme or a stakeholder pension scheme include gross income received in connection with operating a personal pension scheme or a stakeholder pension scheme before 6 April 2007, if and to the extent that, if the same activities had been carried out in relation to the same scheme on 6 April 2007 those activities would have amounted to operating a personal pension scheme or a stakeholder pension scheme.				From 6 April 2007 to 30 April 2008	6 April 2007
23.	FEES 4 Annex 1 R Part 3, Activity group A2		Any reference to the number of home purchase plans and/or home reversion plans must be read as including any home purchase plan or home reversion plan entered into or administered before 6 April 2007, as relevant, which would be a home purchase plan or a home reversion plan if entered into or administered on or after 6 April 2007.				From 6 April 2007 - 30 April 2008	6 April 2007