Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options

Content Options

View Options

Alternative versions

  1. Point in time
    2018-01-13

FEES 6 Annex 5 1Classes participating in the retail pool and applicable limits

R

This table belongs to FEES 6.5A.1 R.

Class

Attributable costs for this class in excess of levy limit allocated to the retail pool?

Retail pool levy limit (£ million)

Retail pool compensation costs levy or specific costs levy allocated to this class?

FCA provider contribution classes

[Note: The FCA provider contribution classes contribute to a compensation costs levy or specific costs levy allocated to the retail pool, unless the compensation costs or specific costs are attributable to the investment provision class. Compensation costs or specific costs attributable to the corresponding PRA funding classes are never allocated to the retail pool]

Deposit acceptors contribution

No

110

Yes (except for costs attributable to the investment provision class)

Insurance - life contribution

70

Insurance - general contribution

35

Home finance providers and administrators' contribution

45

Classes that both contribute to and are funded by the retail pool

[Note:

A compensation costs levy or specific costs levy, in respect of costs attributable to these classes in excess of their levy limits, must be allocated to the retail pool. A compensation costs levy or specific costs levy allocated to the retail pool is then allocated to all other classes contributing to the retail pool (up to each class's retail pool contribution limit), except as specified below for the investment provision class.]

Investment provision

Yes, under FEES 6.5.2A R (2) (but costs attributable to the investment provision class cannot be allocated to the FCA provider contribution classes)

Class levy limits

Yes

Life and pensions intermediation

Home finance intermediation

Investment intermediation

General insurance intermediation