7
Part 3 - Charging groups
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The charging groups, and their constituent group respondents, are listed below. They are based on the position at 31 December immediately preceding the financial year. For the purposes of calculating, charging, paying and collecting the special case fee, they are not affected by any subsequent change of ownership.
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1
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Barclays Group, comprising the following firms:
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Oak Pension Asset Management Limited8
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Barclays Asset Management Limited
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Barclays Bank Plc
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Barclays Bank Trust Company Limited
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Barclays Capital Securities Limited
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Barclays Insurance (Dublin) Limited
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Barclays Insurance Services Company Limited
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Barclays Mercantile Business Finance Limited
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Barclays Private Clients International Limited
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Barclays Sharedealing
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Barclays Stockbrokers Limited
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Clydesdale Financial Services Limited
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Firstplus Financial Group Plc
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Gerrard Financial Planning Ltd
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Gerrard Investment Management Limited
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Solution Personal Finance Limited
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Standard Life Bank Plc
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Woolwich Plan Managers Limited
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3i BIFM Investments Limited8
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2
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HSBC Group, comprising the following firms:
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CL Residential Limited
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HFC Bank Limited
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HSBC Alternative Investments Limited
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HSBC Bank Malta plc
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HSBC Bank plc
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HSBC France
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HSBC Global Asset Management FCP (France)
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HSBC Global Asset Management (UK) Limited
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HSBC Hervet
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HSBC International Financial Advisers (UK) Limited
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HSBC Investment Funds
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HSBC Life (Europe) Limited
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HSBC Life (UK) Limited
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HSBC Private Bank (Luxembourg) S.A.
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HSBC Private Bank (UK) Limited
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HSBC Securities (USA) Inc
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HSBC SPECIALIST INVESTMENT FUNDS
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HSBC Trinkaus & Burkhardt AG
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HSBC Trust Company (UK) Ltd
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John Lewis Financial Services Limited8
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Marks & Spencer Financial Services plc8
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Marks & Spencer Savings and Investments Ltd
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Marks & Spencer Unit Trust Management Limited
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The Hongkong and Shanghai Banking Corporation Limited
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3
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Lloyds Banking Group, comprising the following firms:
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AMC Bank Ltd
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Bank of Scotland (Ireland) Limited
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Bank of Scotland Plc
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Black Horse Limited
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Cheltenham & Gloucester plc
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Clerical Medical Financial Services Limited
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Clerical Medical Investment Fund Managers Ltd
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Clerical Medical Investment Group Limited
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Clerical Medical Managed Funds Limited
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CLERICAL MEDICAL OPEN ENDED INVESTMENT COMPANY
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Halifax Assurance (Ireland) Limited
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Halifax Financial Brokers Limited
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Halifax General Insurance Services Limited
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Halifax Insurance (Ireland) Limited
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Halifax Insurance Ireland Ltd
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Halifax Investment Services Ltd
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Halifax Life Limited
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Halifax Share Dealing Limited
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HBOS Investment Fund Managers Limited
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Insight Investment Global Investment Funds
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INSIGHT INVESTMENT PROFESSIONAL FUNDS ICVC
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Invista Real Estate Investment Management Ltd
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IWeb (UK) Limited
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LDC (Managers) Limited
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Legacy Renewal Company Limited
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Lex Autolease Ltd
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Lex Vehicle Leasing Ltd
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Lloyds Development Capital (Holdings) Limited
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Lloyds Bank Plc
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Lloyds TSB Financial Advisers Limited
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Lloyds Bank General Insurance Limited
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Lloyds Bank Insurance Services Limited
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Lloyds TSB Investments Limited
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Lloyds Bank Private Banking Limited
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Pensions Management (SWF) Limited
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Scottish Widows Administration Services Limited
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Scottish Widows Annuities Limited
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Scottish Widows Bank Plc
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Scottish Widows Fund Management Limited
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Scottish Widows plc
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Scottish Widows Unit Funds Limited
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Scottish Widows Unit Trust Managers Limited
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St Andrew's Insurance plc
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St Andrew's Life Assurance Plc
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The Mortgage Business Plc
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Uberior Fund Manager Ltd
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4
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RBS/NatWest Group, comprising the following firms:
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Adam & Company Investment Management Ltd
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Adam & Company Plc
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Coutts & Company
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Coutts Finance Company
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Lombard Finance Ltd8
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Lombard North Central Plc8
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National Westminster Bank Plc
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National Westminster Home Loans Limited
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RBOS (UK) Limited8
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RBS Asset Management (ACD) Ltd
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RBS Asset Management Ltd
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RBS Collective Investment Funds Limited
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RBS Equities (UK) Limited
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RBS Investment Executive Limited
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The Royal Bank of Scotland Group Independent Financial Services Limited
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The Royal Bank of Scotland N.V.
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The Royal Bank of Scotland Plc
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Topaz Finance Limited8
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Ulster Bank Ireland Limited
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Ulster Bank Ltd
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5
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Aviva Group, comprising the following firms:8
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Aviva (Peak No. 1) UK Limited
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Aviva Annuity UK Limited
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Aviva Equity Release UK Limited
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Aviva Health UK Limited
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Aviva Insurance Limited
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Aviva Insurance Services UK Limited
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Aviva Insurance UK Limited
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Aviva International Insurance Limited
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Aviva Investors Global Services Limited
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Aviva Investors London Limited
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Aviva Investors Pensions Limited
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Aviva Investors UK Fund Services Limited
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Aviva Investors UK Funds Limited
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Aviva Life & Pensions UK Limited
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Aviva Life Services UK Limited
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Aviva Pension Trustees UK Limited
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Aviva Wrap UK Limited
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CGU Bonus Limited
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CGU Underwriting Limited
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Commercial Union Life Assurance Company Limited
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Gresham Insurance Company Limited
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Hamilton Life Assurance Company Limited
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Hamilton Insurance Company Limited
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Norwich Union Life (RBS) Limited
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Orn Capital LLP
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Scottish Boiler and General Insurance Company Ltd
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The Ocean Marine Insurance Company Limited
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World Auxiliary Insurance Corporation Limited
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6
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Direct Line Group, comprising the following firms:8
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Churchill Insurance Company Limited
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UK Insurance Limited
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UK Insurance Business Solutions Limited
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7
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Nationwide Building Society Group comprising the following firms:8
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Cheshire Building Society
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Derbyshire Building Society
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Derbyshire Home Loans Ltd
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Dunfermline Building Society (in building society special administration)
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E-Mex Home Funding Limited
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Nationwide Building Society
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Nationwide Independent Financial Services Limited
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Portman Building society8
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The Mortgage Works (UK) Plc
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UCB Home Loans Corporation Ltd
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8
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Santander Group, comprising the following firms:8
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Abbey National Treasury Services Plc
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Abbey Stockbrokers Limited
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Cater Allen Limited
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Santander Cards UK Limited
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Santander Consumer (UK) Plc
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Santander UK Plc
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Santander ISA Managers Limited8
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Hyundai Capital UK Limited8
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