6
Part 3 - Charging groups
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The four charging groups, and their constituent group respondents, are listed below. They are based on the position at 31 December immediately preceding the financial year. For the purposes of calculating, charging, paying and collecting the special case fee, they are not affected by any subsequent change of ownership.
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1
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Barclays Group, comprising the following firms:
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ABSA Bank Limited
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Barclays Assurance (Dublin) Limited
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Barclays Bank Ireland Plc
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Barclays Bank Plc
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Barclays Bank S.A.
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Barclays Bank Trust Company Limited
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Barclays Capital Securities Limited
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Barclays Capital Strategic Advisers Limited
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Barclays Courtage
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Barclays Infrastructure Funds Management Limited
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Barclays Insurance (Dublin) Limited
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Barclays Insurance Services Company Limited
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Barclays Mediador Operador de Banca Seguros Vinculado, S.A.
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Barclays Mercantile Business Finance Limited
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Barclays Patrimoine
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Barclays Private Clients International Limited
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Barclays Sharedealing
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Barclays Stockbrokers Limited
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Barclays Wealth Funds Ltd
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Clydesdale Financial Services Limited
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CNP Barclays Vida y Pensiones Compania de Seguros S.A.
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Firstplus Financial Group Plc
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Gerrard Financial Planning Ltd
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Gerrard Investment Management Limited
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Home Retail Group Personal Finance Ltd
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Intelenet Global Services Private Limited
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Solution Personal Finance Limited
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Standard Life Bank Plc
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Thomas Cook Personal Finance Ltd
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Woolwich Plan Managers Limited
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2
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HSBC Group, comprising the following firms:
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Catalina Insurance Ireland Limited
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CL Residential Limited
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Halbis Capital Management (UK) Limited
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HFC Bank Limited
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HSBC Alternative Investments Limited
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HSBC Bank Malta plc
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HSBC Bank plc
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HSBC Bank USA NA, London Branch
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HSBC de Baecque Beau
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HSBC Financial Products (France)
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HSBC France
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HSBC General Insurance Services (UK) Limited
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HSBC Global Asset Management FCP (France)
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HSBC Global Asset Management (UK) Limited
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HSBC Hervet
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HSBC Index Tracker Investment Funds
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HSBC International Financial Advisers (UK) Limited
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HSBC Investment Funds
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HSBC Life (Europe) Limited
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HSBC Life (UK) Limited
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HSBC Picardie
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HSBC Private Bank (Luxembourg) S.A.
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HSBC Private Bank (UK) Limited
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HSBC Securities (France)
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HSBC Securities SA
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HSBC Securities (USA) Inc
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HSBC Specialist Investment Funds Ltd
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HSBC Trinkaus & Burkhardt AG
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HSBC Trust Company (UK) Ltd
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HSBC UBP
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HSBC Van Meer James Capel NV
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InfraRed Capital Partners Limited
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InfraRed (Infrastructure) Capital Partners Limited
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Marks and Spencer Life Assurance Limited
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Marks & Spencer Financial Services plc
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Marks & Spencer Savings and Investments Ltd
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Marks & Spencer Unit Trust Management Limited
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Sinopia Asset Management (UK) Limited
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The Hongkong and Shanghai Banking Corporation Limited
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3
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Lloyds Banking Group, comprising the following firms:
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AMC Bank Ltd
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Bank of Scotland (Ireland) Limited
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Bank of Scotland Plc
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Black Horse Limited
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Cheltenham & Gloucester plc
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Clerical Medical Financial Services Limited
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Clerical Medical Investment Fund Managers Ltd
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Clerical Medical Investment Group Limited
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Clerical Medical Managed Funds Limited
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Clerical Medical Open Ended Investment Company
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Halifax Assurance (Ireland) Limited
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Halifax Financial Brokers Limited
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Halifax General Insurance Services Limited
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Halifax Insurance (Ireland) Limited
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Halifax Insurance Ireland Ltd
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Halifax Investment Services Ltd
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Halifax Life Limited
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Halifax Share Dealing Limited
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HBOS Investment Fund Managers Limited
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Insight Investment Global Investment Funds
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Insight Investment Professional Funds ICVC
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Invista Real Estate Investment Management Ltd
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IWeb (UK) Limited
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LDC (Managers) Limited
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Legacy Renewal Company Limited
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Lex Vehicle Leasing Ltd
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Lloyds Development Capital (Holdings) Limited
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Lloyds TSB Bank Plc
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Lloyds TSB Financial Advisers Limited
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Lloyds TSB General Insurance Limited
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Lloyds TSB Insurance Services Limited
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Lloyds TSB Investments Limited
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Lloyds TSB Private Banking Ltd
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Lloyds TSB Scotland Plc
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Pensions Management (SWF) Limited
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Scottish Widows Administration Services Limited
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Scottish Widows Annuities Limited
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Scottish Widows Bank Plc
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Scottish Widows Fund Management Limited
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Scottish Widows Investment Partnership Investment
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Scottish Widows Investment Partnership Limited
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Scottish Widows plc
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Scottish Widows Tracker and Specialist Investment Funds ICVC
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Scottish Widows Unit Funds Limited
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Scottish Widows Unit Trust Managers Limited
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St Andrew's Insurance plc
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St Andrew's Life Assurance Plc
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SWIP Fund Management Limited
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SWIP Multi-Manager Funds Limited
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The Mortgage Business Plc
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Uberior Fund Manager Ltd
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4
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RBS/NatWest Group, comprising the following firms:
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Adam & Company Investment Management Ltd
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Adam & Company Plc
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Coutts & Company
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Coutts Finance Company
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First Active plc
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National Westminster Bank Plc
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National Westminster Home Loans Limited
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NatWest Stockbrokers Ltd
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RBEF Limited
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RBS Asset Management (ACD) Ltd
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RBS Asset Management Ltd
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RBS Collective Investment Funds Limited
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RBS Corporate Finance Limited
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RBS Equities (UK) Limited
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RBS Index Tracker Funds ICVC
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RBS Investment Executive Limited
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Star Capital Partners Limited
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The Royal Bank of Scotland (Gibraltar) Ltd
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The Royal Bank of Scotland Group Independent Financial Services Limited
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The Royal Bank of Scotland N.V.
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The Royal Bank of Scotland Plc
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Topaz Finance PLC
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Ulster Bank Ireland Limited
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Ulster Bank Ltd
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