Content Options

View Options

Status: You are viewing the version of the handbook as on 2012-01-07.

FEES 4 Annex 9 22Periodic fees in respect of securities derivatives for the period from 1 April 2011 to 31 March 201253

R

1Part 1

This table shows the fee amount applicable to firms and market operators in respect of certain securities derivatives.3

For the purposes of this Annex, a3 relevant contract3 is any contract 3entered into or settled 3by firms on or through LIFFE or Eurex Clearing AG3 in securities derivatives3 and the relevant period is 1 January 2010532 to 31 December 2010532 inclusive.

The fee shown in the table below for firms (but not for market operators) will be subject to a deduction of 16.75%,3 as if that fee were a periodic fee charged under FEES 4.3.3 R, and the deduction were a deduction set out in Part 2 of FEES 4 Annex 2 R.

333232352235

Fee amount for firms

Number of relevant contracts entered into by the firm during the relevant period

Fee amount

0 - 100

£0

101 - 1,000

£585532

235

1,001 - 100,000

£2,950532

235

100,001 - 1,000,000

£8,87553

235

1,000,001 - 5,000,000

£21,30053

235

5,000,001 - 20,000,000

£37,75053

2235

>20,000,000

£57,50053

235

Fee amount for market operators

Market operators providing facilities for trading in securities derivatives 3that do not identify those securities derivatives 3using an International Securities Identification Number 48.

3348

£11,00053

35