FEES 4 Annex 9 22Periodic fees in respect of securities derivatives for the period from 1 April 2010 to 31 March 20113
1Part 1
This table shows the fee amount applicable to firms and market operators in respect of certain securities derivatives.3
For the purposes of this Annex, a relevant contract3 is any contract 3entered into or settled 3by firms on or through LIFFE or Eurex Clearing AG3 in securities derivatives3 and the relevant period is 1 January 200932 to 31 December 200932 inclusive.
The fee shown in the table below for firms (but not for market operators) will be subject to a deduction of 7.5%,3 as if that fee were a periodic fee charged under FEES 4.3.3 R, and the deduction were a deduction set out in Part 2 of FEES 4 Annex 2 R.
3332323223Fee amount for firms |
|
Number of relevant contracts entered into by the firm during the relevant period |
Fee amount |
0 - 100 |
£0 |
101 - 1,000 |
23 |
1,001 - 100,000 |
23 |
100,001 - 1,000,000 |
£8,3403 23 |
1,000,001 - 5,000,000 |
£20,0003 23 |
5,000,001 - 20,000,000 |
£35,4353 223 |
>20,000,000 |
£54,0003 23 |
Fee amount for market operators |
|
Market operators providing facilities for trading in securities derivatives 3that do not identify those securities derivatives 3using an International Securities Identity Number. 33 |
£10,3003 3 |