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Status: You are viewing the version of the handbook as on 2016-02-03.

FEES 4 Annex 6 149121716Periodic fees for recognised investment exchanges, and recognised auction platforms payable in relation to the period 1 April 2015 to 31 March 201617

R

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations;

21

- the term recognition order includes a recognition order made by the FCA under section 37 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986 in relation to overseas investment exchanges21.

21

Part 1 - Periodic fees for UK recognised investment exchanges12

1221

15Name of UK recognised body

Amount payable (£)17

ICE Futures Europe

18

1,300,00017

161617

LIFFE Administration and Management

300,00017

1616

London Metal Exchange

685,00017

1616

London Stock Exchange plc

950,00017

1616

ICAP Securities & Exchange Limited (RIE)

335,00017

1616

BATS Trading Limited

505,00017

1616

16CME Europe Limited

350,00017

17

17Euronext London Limited

320,00017

Any other UK recognised investment exchange17 recognised as such by a recognition order made in the fee year

17

£300,000

12Part 1A - Periodic fees for recognised auction platforms

15Name of recognised auction platform

Amount payable (£)17

An RAP recognised as such by a recognition order made in the fee year

54,20017

17

Part 2 - Periodic fees for overseas recognised investment exchanges 15 (£)17

15

15The Chicago Mercantile Exchange (CME) (ROIE)

62,00017

161617

Chicago Board of Trade

62,00017

161617

EUREX (Zurich)

62,00017

161617

National Association of Securities and Deals Automated Quotations (NASDAQ)

62,00017

161617

New York Mercantile Exchange Inc.

62,00017

161617

The Swiss Stock Exchange

62,00017

161617

Sydney Futures Exchange Limited

62,00017

161617

ICE Futures US Inc

62,00017

161617

17

1616

Any other overseas investment exchange recognised as such by a recognition order made in the fee year

62,00017

161617