FEES 4 Annex 6 14912Periodic fees for recognised investment exchanges, and recognised auction platforms payable in relation to the period 1 April 2013 to 31 March 201415
1In this Annex: |
- the term recognised body includes a body which was a recognised investment exchange recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; 21 |
- the term recognition order includes a recognition order made by the FCA under section 37 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986 in relation to overseas investment exchanges21. 21 |
Part 1 - Periodic fees for UK recognised investment exchanges12
122115Name of UK recognised body |
Amount payable |
ICE Futures Europe Ltd |
£690,000 |
LIFFE Administration and Management |
£995,000 |
London Metal Exchange |
£610,000 |
London Stock Exchange plc |
£825,000 |
ICAP Securities & Exchange Limited (RIE) |
£300,000 |
BATS Trading Limited |
£300,000 |
Any other UK recognised clearing house recognised as such by a recognition order made in the fee year |
£300,000 |
12Part 1A - Periodic fees for recognised auction platforms
15Name of recognised auction platform |
Amount payable |
An RAP recognised as such by a recognition order made in the fee year |
£50,000 |
Part 2 - Periodic fees for overseas recognised investment exchanges 15
1515The Chicago Mercantile Exchange (CME) (ROIE) |
£56,000 |
Chicago Board of Trade |
£56,000 |
EUREX (Zurich) |
£56,000 |
National Association of Securities and Deals Automated Quotations (NASDAQ) |
£56,000 |
New York Mercantile Exchange Inc. |
£56,000 |
The Swiss Stock Exchange |
£56,000 |
Sydney Futures Exchange Limited |
£56,000 |
ICE Futures US Inc |
£56,000 |
NYSE Liffe US |
£56,000 |
Any other overseas investment exchange recognised as such by a recognition order made in the fee year |
£56,000 |