FEES 4 Annex 6 1 4 9 12Periodic fees for recognised investment exchanges, recognised clearing houses and recognised auction platforms payable in relation to the period 1 April 2013 to 31 March 20142113

R01/04/2013

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations;

- the term recognition order includes a recognition order made by the FCA under section 37 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986 in relation to overseas investment exchanges21.

Part 1 - Periodic fees for UK recognised investment exchanges12

12 21

Name of UK recognised body	Amount payable	Due date
ICE Futures Europe Ltd4 2 4	£250,00013 2 4 6 9 10	430 April 201213 4 6 9 10 10
ICE Futures Europe Ltd4 2 4	£365,50014 11 3 5 7 8 11 14	1 September 201214 11 3 5 7 8 11 14
LIFFE Administration and Management	£375,00013 2 4 6 9 10 10	430 April 201213 2 4 6 9 10
LIFFE Administration and Management	£510,50014 11 3 5 7 8 11 14	1 September 201214 11 3 5 7 8 11 14
11 3 5 7 8 11 14 21	11 3 5 7 8 11 14 21
The London Metal Exchange Limited	£225,00013 2 4 6 10 10	430 April 201213 2 4 6 9 10
The London Metal Exchange Limited	£319,50014 11 3 5 7 8 11 14	1 September 201214 11 3 5 7 8 11 14
London Stock Exchange plc	£307,00013 2 4 6 9 10 10	430 April 201213 2 4 6 9 10 13 10
London Stock Exchange plc	£427,00014 11 3 5 7 8 11 14	1 September 201214 11 13 3 5 7 8 11 14
PLUS Markets Plc4	£95,00013 6 9 10 10	30 April 201213 6 9 10 10
PLUS Markets Plc4	£127,50014 11 7 8 11 14	1 September 201214 11 7 8 11 14
11 8 11 14 21	11 8 11 14 21
11 8 11 14 21	11 8 11 14 21
21	21	21
21	11 14 21	11 14 21
Any other UK recognised investment exchange recognised as such by a recognition order made in the period	£150,000	30 days after the date on which the recognition order is made
21	21	21

12Part 1A - Periodic fees for recognised auction platforms

12Name of recognised auction platform	Amount payable	Due date
An RAP recognised as such by a recognition order made in the period	£50,000	30 days after the date on which the recognition order is made

Part 2 - Periodic fees for overseas recognised bodies

Name of overseas recognised body	Amount payable	Due date
The Chicago Mercantile Exchange (CME) (ROIE)7	50,00014 8 3 5 7 7 14	1 July 201214 11 8 7 3 5 7 8 11 14
Chicago Board of Trade	50,00014 8 7 3 5 7 8 14	1 July 201214 11 8 7 3 5 7 8 11 14
EUREX (Zurich)	50,00014 8 7 3 5 7 8 14	1 July 201214 11 8 7 3 5 7 8 11 14
National Association of Securities and Dealers Automated Quotations (NASDAQ)	£50,00014 8 7 3 5 7 8 14	1 July 201214 11 8 7 3 5 7 8 11 14
New York Mercantile Exchange Inc.	50,00014 8 3 5 7 7 8 14	1 July 201214 11 8 7 3 5 7 8 11 14
The Swiss Stock Exchange	50,00014 8 3 5 7 7 8 14	1 July 201214 11 8 7 3 5 7 8 11 14
Sydney Futures Exchange Limited	50,00014 8 3 5 7 7 8 14	1 July 201214 11 8 7 3 5 7 8 11 14
5ICE Futures US Inc	50,00014 8 7 7 8 14	1 July 201214 11 8 7 7 8 11 14
8NYSE Liffe US	£50,00014 14	1 July 201214 11 11 14
Green Exchange (ROIE)	50,000	1 July 201214
Any other overseas investment exchange recognised as such by a recognition order made in the period	3 5£40,0009 3 7 9	30 days after the date on which the recognition order is made

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FEES 4 Annex 6 1 4 9 12Periodic fees for recognised investment exchanges, recognised clearing houses and recognised auction platforms payable in relation to the period 1 April 2013 to 31 March 20142113