Content Options

Content Options

View Options

Status: You are viewing the version of the handbook as on 2011-04-29.

FEES 4 Annex 6 149Periodic fees for recognised investment exchanges and recognised clearing houses payable in relation to the period 1 April 2011 to 31 March 201210

R

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; and

- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986.

Part 1 - Periodic fees for UK recognised bodies

Name of UK recognised body

Amount payable

Due date

Euroclear UK & Ireland Limited4

4

£325,00010

246910

430 April 201110

246910

£372,50087

3578

1 September201087

358

ICE Futures Europe Ltd4

24

£255,00010

2469

430 April 201110

46910

£280,00087

3578

1 September201087

3578

LIFFE Administration and Management

£400,00010

246910

430 April 201110

2469

£475,00087

3578

1 September201087

3578

LCH Clearnet Limited

£375,00010

246910

430 April 201110

246910

£452,00087

3578

1 September201087

3578

The London Metal Exchange Limited

£237,50010

24610

430 April 201110

2469

£277,00087

3578

1 September201087

3578

London Stock Exchange plc

£335,00010

246910

4

24691010

£409,00087

3578

1 September20108

3578

EDX London Ltd

£60,00010

246910

430 April 201110

246910

£77,50087

3578

1 September201087

3578

PLUS Markets Plc4

£110,00010

6910

30 April 201110

6910

£122,50087

78

1 September 201087

78

European Central Counterparty Limited4

£187,50010

6910

30 April 201110

6910

£211,50087

8

1 September 201087

8

ICE Clear Europe Limited4

£275,00010

6910

30 April 201110

69

£366,00087

8

1 September 201087

8

10Chicago Mercantile Exchange Clearing Europe

£125,000

30 April 2011

Any other UK recognised investment exchange recognised as such by a recognition order made in the period

£150,000

30 days after the date on which the recognition order is made

Any other UK recognised clearing house recognised as such by a recognition order made in the period

£250,000

30 days after the date on which the recognition order is made

Part 2 - Periodic fees for overseas recognised bodies

Name of overseas recognised body

Amount payable

Due date

The Chicago Mercantile Exchange (CME) (ROIE)7

£40,0008

3577

1 July201087

3578

Chicago Board of Trade

£40,00087

3578

1 July201087

3578

EUREX (Zurich)

£40,00087

3578

1 July201087

3578

National Association of Securities and Dealers Automated Quotations (NASDAQ)

£40,00087

3578

1 July201087

3578

New York Mercantile Exchange Inc.

£40,0008

35778

1 July201087

3578

The Swiss Stock Exchange

£40,0008

35778

1 July201087

3578

Sydney Futures Exchange Limited

£40,0008

35778

1 July201087

3578

5ICE Futures US Inc

£40,0008

778

1 July 201087

78

8NYSE Liffe US

£40,000

1 July 2010

SIS x-clear AG

£100,0008

33577

1 July201087

3578

3Eurex Clearing AG

£200,0008

5778

1 July201087

578

5ICE Clear US Inc

£70,0008

778

1 July 201087

78

5Chicago Mercantile Exchange (CME) (ROCH)7

7

£200,0008

77

1 July 201087

78

8European Multi-Lateral Clearing Facility

£100,000

1 July 2010

Cassa di Compensazione e Garanzia (CC&G)

£70,000

1 July 2010

Any other overseas investment exchange recognised as such by a recognition order made in the period

35£40,0009

379

30 days after the date on which the recognition order is made

Any other overseas clearing house recognised as such by a recognition order made in the period

£70,0009

3579

30 days after the date on which the recognition order is made