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Status: You are viewing the version of the handbook as on 2009-03-31.

FEES 4 Annex 6 14Periodic fees for recognised investment exchanges and recognised clearing houses payable in relation to the period 1 April 2008 to 31 March 20094

R

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; and

- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986.

Part 1 - Periodic fees for UK recognised bodies

Name of UK recognised body

Amount payable

Due date

Euroclear UK & Ireland Limited4

4

£261,0004

24

30 April 20084

24

£228,0005

35

1 September 20085

35

ICE Futures Europe Ltd4

24

£177,0004

24

30 April 20084

4

£208,0005

35

1 September 20085

35

LIFFE Administration and Management

£274,5004

24

30 April 20084

24

£325,5005

35

1 September 20085

35

LCH Clearnet Limited

£285,5004

24

30 April 20084

24

£276,5005

35

1 September 20085

35

The London Metal Exchange Limited

£173,5004

24

30 April 20084

24

£195,5005

35

1 September 20085

35

London Stock Exchange plc

£349,0004

24

30 April 20084

24

£190,0005

35

1 September 20085

35

SWX Europe Ltd4

4

£69,5004

24

30 April 20084

24

£84,5005

35

1 September 20085

35

EDX London Ltd

£52,0004

24

30 April 20084

24

£44,0005

35

1 September 20085

35

PLUS Markets Plc4

£75,000

30 April 2008

5£79,000

1 September 2008

European Central Counterparty Limited4

£250,000

30 April 2008

ICE Clear Europe Limited4

£250,000

30 April 2008

Any other UK recognised investment exchange recognised as such by a recognition order made in the period

£150,000

30 days after the date on which the recognition order is made

Any other UK recognised clearing house recognised as such by a recognition order made in the period

£250,000

30 days after the date on which the recognition order is made

Part 2 - Periodic fees for overseas recognised bodies

Name of overseas recognised body

Amount payable

Due date

Cantor Financial Futures Exchange

£25,0005

35

1 July 20085

35

The Chicago Mercantile Exchange

£25,0005

35

1 July 20085

35

Chicago Board of Trade

£25,0005

35

1 July 20085

35

EUREX (Zurich)

£25,0005

35

1 July 20085

35

National Association of Securities and Dealers Automated Quotations (NASDAQ)

£25,0005

35

1 July 20085

35

NQLX LLC

£25,0005

35

1 July 20085

35

New York Mercantile Exchange Inc.

£25,0005

35

1 July 20085

35

The Swiss Stock Exchange

£25,0005

35

1 July 20085

35

Sydney Futures Exchange Limited

£25,0005

35

1 July 20085

35

US Futures Exchange LLC7

£25,0005

35

1 July 20085

35

5ICE Futures US Inc

£25,0005

1 July 2008

5RMX Risk Management Exchange AG

£25,000

1 July 2008

SIS x-clear AG

£25,0005

335

1 July 20085

35

3Eurex Clearing AG

£25,0005

5

1 July 20085

5

5ICE Clear US Inc

£25,0005

1 July 2008

5CME Clearing

£25,0005

1 July 2008

Any other overseas investment exchange recognised as such by a recognition order made in the period

35£25,0005

3

30 days after the date on which the recognition order is made

Any other overseas clearing house recognised as such by a recognition order made in the period

£25,0005

35

30 days after the date on which the recognition order is made