FEES 4 Annex 6 1Periodic fees for recognised investment exchanges and recognised clearing houses payable in relation to the period 1 April 2007 to 31 March 20082
1In this Annex: |
- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; and |
- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986. |
Part 1 - Periodic fees for UK recognised bodies
Name of UK recognised body |
Amount payable |
Due date |
CRESTCo Limited |
£229,0002 2 |
30 April 20072 2 |
£175,500 |
1 September 2006 |
|
ICE Futures Ltd2 2 |
£148,5002 2 |
|
£134,500 |
1 September 2006 |
|
LIFFE Administration and Management |
£252,5002 2 |
30 April 20072 2 |
£105,000 |
1 September 2006 |
|
LCH Clearnet Limited |
£290,5002 2 |
30 April 20072 2 |
£228,500 |
1 September 2006 |
|
The London Metal Exchange Limited |
£166,5002 2 |
30 April 20072 2 |
£103,000 |
1 September 2006 |
|
London Stock Exchange plc |
£332,0002 2 |
30 April 20072 2 |
£296,500 |
1 September 2006 |
|
virt-x Exchange Ltd |
£40,0002 2 |
30 April 20072 2 |
£(25,000) |
1 September 2006 |
|
EDX London Ltd |
£32,0002 2 |
30 April 20072 2 |
£(16,000) |
1 September 2006 |
|
NYMEX Europe Limited |
£67,5002 2 |
30 April 20072 2 |
£60,000 |
1 September 2006 |
|
Any other UK recognised investment exchange recognised as such by a recognition order made in the period |
£150,000 |
30 days after the date on which the recognition order is made |
Any other UK recognised clearing house recognised as such by a recognition order made in the period |
£250,000 |
30 days after the date on which the recognition order is made |
Part 2 - Periodic fees for overseas recognised bodies
Name of overseas recognised body |
Amount payable |
Due date |
Cantor Financial Futures Exchange |
£11,000 |
1 July 2006 |
The Chicago Mercantile Exchange |
£11,000 |
1 July 2006 |
Chicago Board of Trade |
£11,000 |
1 July 2006 |
EUREX (Zurich) |
£11,000 |
1 July 2006 |
National Association of Securities and Dealers Automated Quotations (NASDAQ) |
£11,000 |
1 July 2006 |
NQLX LLC |
£11,000 |
1 July 2006 |
New York Mercantile Exchange Inc. |
£11,000 |
1 July 2006 |
The Swiss Stock Exchange |
£11,000 |
1 July 2006 |
Sydney Futures Exchange Limited |
£11,000 |
1 July 2006 |
Warenterminborse Hannover |
£11,000 |
1 July 2006 |
US Futures Exchange LLC7 |
£11,000 |
1 July 2006 |
SIS x-clear AG |
£37,000 |
1 July 2006 |
Any other overseas investment exchange recognised as such by a recognition order made in the period |
£11,000 |
30 days after the date on which the recognition order is made |
Any other overseas clearing house recognised as such by a recognition order made in the period |
£37,000 |
30 days after the date on which the recognition order is made |