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Status: You are viewing the version of the handbook as on 2012-01-07.

FEES 4 Annex 3 Transaction reporting fees1

Transaction reporting fees from 1 April 2010 until further notice5

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1This table shows the fees payable for firms using the FSA's Transaction Reporting System2 where firms do not have a written contract with the FSA in relation to their use of the System68.

2

Fee type

Fee amount

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Transaction charge

Number of transactions per annum

Fee per transaction

4

For the first 1,000

0p

1,001 - 1,000,000

1.91p4

4

1,000,001 - 4,000,000

1.70p4

4

4,000,001 - 8,000,000

1.49p4

4

8,000,001 - 13,000,000

1.28p4

4

13,000,001 - 20,000,000

1.06p4

4

>20,000,000

0.85p4

4

Firms using the Transaction Reporting System will be additionally invoiced for:

2

(a)

[deleted]2

(b)

[deleted]2

(c)

an annual enrolment fee of £2004 per registration held on 1 April each year for users of the FSA's 2Transaction Reporting System.

4