Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

FEES 4 Annex 14 UKLA periodic fees for the period from 1 April 20219 to 31 March 202293

R

1

Part 1 Base fee

Activity group or invoice code (Note 1)

Description

Base fee payable (£)

E.1

Discontinued

E.2

Premium listed issuer

A listed issuer of equity shares and certificates representing shares4 with a premium listing (see Note 2)

5,6869

87635

E.3

Standard listed issuer

A listed issuer of shares and certificates representing certain securities with a standard listing and not with a premium listing (see Note 2)

21,5369

873556

E.4

Discontinued

E.5

Discontinued

E.6

Non-listed issuer (in DTR)

A non-listed issuer (in DTR)

07

8

E.7

Primary information provider

A primary information provider

17,9739

87653

ES.01

Sponsor

A sponsor (see Note 3)

29,9389

87653

Notes

Note 1

The ‘E’ activity groups are codes that appear on FCA invoices for periodic fees.

Note 2

A listed issuer of shares and certificates representing certain securities need not pay periodic fees if the following conditions apply:

(1) the listed issuer, or a related entity, has already paid a periodic fee in respect of the period concerned; or

(2) the listed issuer is subject to listing rules as a result of a reverse takeover; or

(3) the listed issuer is a newly formed entity, created as a result of a restructuring.

Note 3

In the case of approval of a sponsor following a change of legal status in accordance with FEES 3 Annex 1R Part 7, the balance of the fees otherwise due from the original sponsor is due from the sponsor that is a result of the change of legal status.

Part 2 Variable fee additional to base fee

Activity Group

Market capitalisation as at the last business day of the September8 prior to the fee-year in which the fee is payable in £million

Fee payable in £per £million or £part million

E.2

Premium listed issuer (as described in Part 1)

0 - 100

07

8

> 100 - 250

37.3351639

876523

> 250 – 1,000

14.4050079

876523

> 1,000 – 5,000

8.8668729

876523

> 5,000 – 25,000

0.2162899

876523

> 25,000

0.0698789

876523