FEES 4 Annex 14 UKLA periodic fees

R

1

Part 1 Base fee

Activity group or invoice code (Note 1)

Description

Base fee payable (£)

E.1

Discontinued

E.2

Premium listed issuer

A listed issuer of equity shares with a premium listing (see Note 2)

5,150

E.3

Standard listed issuer

A listed issuer of shares and certificates representing certain securities with a standard listing and not with a premium listing (see Note 2)

19,500

E.4

Discontinued

E.5

Discontinued

E.6

Non-listed issuer (in DTR)

A non-listed issuer (in DTR)

0

E.7

Primary information provider

A primary information provider

16,260

ES.01

Sponsor

A sponsor (see Note 3)

27,100

Notes

Note 1

The ‘E’ activity groups are codes that appear on FCA invoices for periodic fees.

Note 2

A listed issuer of shares and certificates representing certain securities need not pay periodic fees if the following conditions apply:

(1) the listed issuer, or a related entity, has already paid a periodic fee in respect of the period concerned; or

(2) the listed issuer is subject to listing rules as a result of a reverse takeover; or

(3) the listed issuer is a newly formed entity, created as a result of a restructuring.

Note 3

In the case of approval of a sponsor following a change of legal status in accordance with FEES 3 Annex 1R Part 7, the balance of the fees otherwise due from the original sponsor is due from the sponsor that is a result of the change of legal status.

Part 2 Variable fee additional to base fee

Activity Group

Market capitalisation as at the last business day of the November prior to the fee-year in which the fee is payable in £million

Fee payable in £per £million or £part million

E.2

Premium listed issuer (as described in Part 1)

0 - 100

0

> 100 - 250

28.6169712

> 250 – 1,000

11.4460282

> 1,000 – 5,000

7.0455012

> 5,000 – 25,000

0.1718612

> 25,000

0.0555242