FEES 4 Annex 10 1Periodic fees for MTF operators payable in relation to the period 1 April 42013 to 31 March 201417432
Fee payable (£) |
1 August 2013 or, if later, 30 days from the date of the invoice5 2345 |
|
Barclays Bank Plc |
45 | |
3Baltic Exchange Derivatives Trading Ltd4 4 |
45 | |
BATS Trading Ltd |
45 | |
BGC Brokers L.P |
245 | |
EuroMTS Limited |
245 | |
GFI Brokers Limited |
2345 | |
GFI Securities Limited |
2345 | |
ICAP Electronic Broking Limited |
2345 | |
ICAP Energy Limited |
2345 | |
ICAP Europe Limited |
2345 | |
ICAP Shipping 2Tanker Derivatives Limited 2 |
345 | |
ICAP Securities Limited |
2345 | |
ICAP WCLK Limited |
2345 | |
3J.P.Morgan Cazenove Limited |
45 | |
Liquidnet Europe Limited |
45 | |
My Treasury Limited |
2345 | |
4iSWAP Euro Ltd |
15,0005 5 |
|
45 | ||
4Credit Agricole Cherveux International |
15,0005 5 |
|
4 | 4 | |
2SmartPool Trading Limited |
345 | |
TFS-ICAP Limited |
2345 | |
Tradeweb Europe Limited |
2345 | |
Tradition (UK) Limited |
2345 | |
Tradition Financial Services Limited |
2345 | |
Tullett Prebon (Europe) Limited |
2345 | |
Tullett Prebon (Securities) Limited |
2345 | |
3Turquoise Global Holdings Ltd |
45 | |
4Goldman Sachs International |
15,0005 5 |
|
3UBS Ltd |
45 | |
Any other firm whose permission includes operating a multilateral trading facility, including: (a) an EEA firm; or (b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity. |
In the case of an EEA firm that: (a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December 201254;2 and (b) notifies the FCA of that fact by the end of March 2013542; the fee is zero. Information required under (b) is to be treated as information required under FEES 4.4 (Information on which Fees are calculated) In any other case: £15,0005432 2452452345 |
In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension. In any other case, 1 August 2013543 2345 |
Note: subject to FEES 4.3.13 R, this table applies to all MTdF operators with permission to operate an MTF as at 1 April of the applicable fee year; irrespective of whether, and if so when, their permission to operate an MTF was subsequently cancelled during that fee year.5 |