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Status: You are viewing the version of the handbook as on 2012-01-07.

FEES 4 Annex 10 1Periodic fees for MTF operators payable in relation to the period 1 April 2011 to 31 March 201232

R
33323

1Name of MTF operator

Fee payable (£)

Due date 1 July 201132

23

Barclays Bank Plc

4,00032

3Baltic Derivatives Trading Ltd

20,000

BATS Trading Ltd

80,0002

BGC Brokers L.P

4,00032

2

Cantor Index Limited

8,00032

3

Chi-X Europe Limited

130,00032

23

EuroMTS Limited

30,0002

2

GFI Brokers Limited

4,00032

23

GFI Securities Limited

4,00032

23

ICAP Electronic Broking Limited

6,25032

23

ICAP Energy Limited

4,00032

23

ICAP Europe Limited

4,00032

23

ICAP Shipping 2Tanker Derivatives Limited

2

4,00032

3

ICAP Securities Limited

4,00032

23

ICAP WCLK Limited

4,00032

23

3J.P.Morgan Cazenove Limited

4,000

Liquidnet Europe Limited

70,0002

MF Global UK Limited

4,00032

23

My Treasury Limited

4,00032

23

3Nomura

4,000

3Sigma X MTF

4,000

2SmartPool Trading Limited

22,5003

3

TFS-ICAP Limited

4,00032

23

Tradeweb Europe Limited

13,00032

23

Tradition (UK) Limited

4,00032

23

Tradition Financial Services Limited

4,00032

23

Tullett Prebon (Europe) Limited

4,00032

23

Tullett Prebon (Securities) Limited

4,00032

23

3Turquoise Global Holdings Ltd

140,000

3UBS Ltd

4,000

Any other firm whose permission includes operating a multilateral trading facility, including:

(a) an EEA firm; or

(b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity.

In the case of an EEA firm that:

(a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December 2009;2 and

(b) notifies the FSA of that fact by the end of March 20102;

the fee is zero.

Information required under (b) is to be treated as information required under FEES 4.4 (Information on which Fees are calculated)

In any other case: £3,50032

2223

In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension.

In any other case, 1 July 20113

23

2There is deducted from the fee specified in this Annex 16.7%3 of the fee payable to take into account financial penalties received by the FSA under section 66, 123 and 206 of the Act 3in the previous financial year.

3