Content Options

Content Options

View Options

Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2012-12-13.

Status: In this content, we have included all amendments made by EU exit-related instruments up to end September 2020. There will be more amendments to be made later this year, further to the September QCP.

FEES 3 Annex 4 3Application and administration 6 fees in relation to listing rules

R

Part 1

Fee type

Fee amount

Application Fees

2

Application for listing

2251 plus 100 per each additional issue of securities with its own International Securities Identification Number 2unless the fee in Categories 6 or4 8 of FEES 3 Annex 5 Part 2 applies.3

124
3 3

Part 2

Sponsor Application Fees

1

Fee type

Fee amount

Application for approval as sponsor

15,00057

5

7Application for approval as sponsor following change of legal status in accordance with FEES 3 Annex 1, Part 7

5,000

Part 36

Fee type

Fee amount

Administration fee where the FSA makes amendments to the Official List, or any records held by the FSA in relation to the Official List, as a result of a request made by a listed issuer or its representative.

225 plus, if the request relates to more than one issue of securities, 100 per each additional issue of securities (with its own International Securities Identification Number).