Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options

Content Options

View Options


You are viewing the version of the document as on 2022-01-01.

Timeline guidance

FEES 3 Annex 3 1192Application fees payable in connection with Recognised Investment Exchanges and Recognised Auction Platforms6

R

Description of applicant

Amount payable

Due date

Part 1 (UK recognised bodies)

Applicant for recognition as a UK RIE

100,000

Date the application is made

Applicant for recognition as a RAP (payable in addition to any other application fee due under this part)6

15

35,0006

5

Date the application is made6

25

[deleted]4

2333

[deleted]4

3

Additional fees for a UK RIE1 applicant who proposes to:

9

- offer safeguarding and administration services

25,000

Date the application is made

- use substantially new and untested information technology systems in the performance of its relevant functions

25,000

Date the application is made

Part 2 (ROIEs9)

9

Applicant for recognition as a recognised overseas investment exchange

50,000

Date the application is made

Additional fees for applicant who proposes to:

- offer safeguarding and administration services

25,000

Date the application is made