FEES 3 Annex 3 114Application fees payable in connection with Recognised Investment Exchanges, Recognised Auction Platforms, and Benchmark Administrators2

R

Description of applicant

Amount payable

Due date

Part 1 (UK recognised bodies)

Applicant for recognition as a UK RIE

100,000

Date the application is made

1Applicant for recognition as an RAP (payable in addition to any other application fee due under this part)

35,000

Date the application is made2

2Any applicant for:

(i) a Part 4A permission to carry out the regulated activity of administering a specified benchmark where the applicant intends to administer the arrangements for determining one or more specified benchmarks; or3

(ii) varying its Part 4A permission to carry out the regulated activity of administering a specified benchmark where the applicant intends to administer the arrangements for determining one or more specified benchmarks3

3

£25,000

Date the application is made

3Any applicant for:

(i) a Part 4A permission to carry out the regulated activity of administering a specified benchmark where the applicant does not intend to administer the arrangements for determining a specified benchmark; or

(ii) varying its Part 4A permission to carry out the regulated activity of administering a specified benchmark where the applicant does not intend to administer the arrangements for determining a specified benchmark

£5,000

Date the application is made

Additional fees for a UK RIE1 applicant who proposes to:

4

- offer safeguarding and administration services

25,000

Date the application is made

- use substantially new and untested information technology systems in the performance of its relevant functions

25,000

Date the application is made

Part 2 (ROIEs4)

4

Applicant for recognition as a recognised overseas investment exchange

50,000

Date the application is made

Additional fees for applicant who proposes to:

- offer safeguarding and administration services

25,000

Date the application is made