Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

FEES 3 Annex 3 1162Application fees payable in connection with Recognised Investment Exchanges

R

Description of applicant

Amount payable

Due date

Part 1 (UK recognised bodies)

Applicant for recognition as a UK RIE

100,000

Date the application is made

[deleted]5

1

5

5

2

[deleted]4

2333

[deleted]4

3

Additional fees for a UK RIE1 applicant who proposes to:

6

- offer safeguarding and administration services

25,000

Date the application is made

- use substantially new and untested information technology systems in the performance of its relevant functions

25,000

Date the application is made

Part 2 (ROIEs6)

6

Applicant for recognition as a recognised overseas investment exchange

50,000

Date the application is made

Additional fees for applicant who proposes to:

- offer safeguarding and administration services

25,000

Date the application is made