FEES 3 ANNEX 1 - Rule-making and Amending Instruments

• FCA 2024/24: UK Listing Rules (Consequential Amendments) Instrument 2024

  Chapter: Glossary, DTR, FEES, APER, COBS, DEPP, COCON, EG, ESG

  Effective Date: 11th July 2024

• FCA 2022/30: Dormant Assets Instrument 2022

  Chapter: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG

  Effective Date: 18th July 2022

• FCA 2021/63: Application Fees (Amendment) Instrument 2021

  Chapter: FEES

  Effective Date: 10th January 2022

• FCA 2021/27: Fees (Pre-paid Funeral Plan) Instrument 2021

  Chapter: FEES

  Effective Date: 23rd July 2021

• FCA 2021/23: Fees (Miscellaneous Amendments) (No 16) Instrument 2021

  Chapter: FEES

  Effective Date: 1st July 2021

• FCA 2021/15: UK Emission Trading Scheme Instrument 2021

  Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2021/3: UK Emission Trading Scheme Instrument 2021

  Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FCA 2019/1: Securitisation Regulation Implementation (Fees for Third Party Verifiers) Instrument 2019

  Chapter: Glossary, FEES

  Effective Date: 3rd January 2019

• FCA 2018/59: Fees (Claims Management Companies) Instrument 2018

  Chapter: Glossary, FEES

  Effective Date: 17th December 2018

• FOS 2018/8: Fees (Claims Management Companies) Instrument 2018

  Chapter: Glossary, FEES

  Effective Date: 17th December 2018

• FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018

  Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG

  Effective Date: 29th June 2018

• FCA 2018/25: Insurance Distribution Directive Instrument 2018

  Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD

  Effective Date: 25th May 2018

• FCA 2017/20: Fees (MiFID 2 Application Fees) Instrument 2017

  Chapter: Glossary, FEES

  Effective Date: 31st March 2017

• FCA 2017/6: Fees (Miscellaneous Amendments) (No 9) Instrument 2017

  Chapter: Glossary, FEES

  Effective Date: 24th February 2017

• FCA 2016/41: Periodic Fees (2016/2017) and Other Fees Instrument 2016

  Chapter: Glossary, FEES

  Effective Date: 30th June 2016

• FCA 2016/13: UKLA Fees (and Related Fees) Instrument 2016

  Chapter: Glossary, FEES

  Effective Date: 26th February 2016

• FCA 2016/12: Handbook Separation (Fees) Instrument 2016

  Chapter: Glossary, FEES

  Effective Date: 26th February 2016

• FCA 2015/21: Fees (Mortgage Credit Directive) Instrument 2015

  Chapter: Glossary, FEES

  Effective Date: 24th March 2015

• FCA 2014/19: Fees (Consumer Credit No 2) Instrument 2014

  Chapter: FEES, SUP

  Effective Date: 27th March 2014

• FCA 2014/18: Fees (Miscellaneous Amendments) (No 7) Instrument 2014

  Chapter: Glossary, FEES, SUP

  Effective Date: 27th March 2014

• FCA 2013/20 PRA2013/15: Legal Cutover (Fees) Instrument 2013

  Chapter: Glossary, FEES, SUP, CREDS

  Effective Date: 19th March 2013

• FCA 2013/10 PRA2013/5: FCA and PRA Handbook Designation (Particular Modifications) Instrument 2013

  Chapter: PRIN, SYSC, FIT, FINMAR, TC, FEES, GENPRU, BIPRU, INSPRU, MIPRU, UPRU, IPRU-FSOC, IPRU-INS, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DISP, CONRED, COMP, BSOCS, COLL, CREDS, PROF, RCB, LR, PR, DTR, EMPS, OMPS, SERV, BSOG, COLLG, FC, PERG, RPPD, UNFCOG

  Effective Date: 28th February 2013

• FSA 2012/35: Emissions Allowance Auction Bidders Instrument 2012

  Chapter: Glossary, PRIN, SYSC, APER, TC, FEES, IPRU-INV, COBS, CASS, MAR, SUP, DISP, REC, LR, PERG, EG

  Effective Date: 26th July 2012

• FSA 2012/13: Fees (Miscellaneous Amendments) (No 4) Instrument 2012

  Chapter: Glossary, FEES, SUP, RCB

  Effective Date: 21st March 2012

• FSA 2011/28: Periodic Fees (2011/2012) and Other Fees Instrument 2011

  Chapter: Glossary, FEES

  Effective Date: 26th May 2011

• FSA 2011/14: Handbook Administration (No 21) Instrument 2011

  Chapter: Glossary, SYSC, GEN, FEES, BIPRU, MIPRU, COBS, MCOB, SUP, DISP, CRED, REC, PERG

  Effective Date: 24th March 2011

• FSA 2011/6: Fees (Electronic Money Application Fees) Instrument 2011

  Chapter: Glossary, FEES

  Effective Date: 9th February 2011

• FSA 2010/1: Sale and Rent Back Instrument 2010

  Chapter: Glossary, GEN, FEES, MIPRU, MCOB, SUP, PERG

  Effective Date: 28th January 2010

• FSA 2009/38: Dormant Bank And Building Society Accounts Instrument 2009

  Chapter: Glossary, PRIN, SYSC, FEES, SUP, DISP, COMP, PERG

  Effective Date: 23rd July 2009

• FSA 2009/36: Interim Permitted Regulated Sale And Rent Back Activities Instrument 2009

  Chapter: Glossary, SYSC, FEES, MCOB, TC, SUP, DISP

  Effective Date: 1st July 2009

• FSA 2009/27: Periodic Fees (2009/2010) And Other Fees Instrument 2009

  Chapter: Glossary, FEES, DISP

  Effective Date: 28th May 2009

• FSA 2009/23: Fees (Payment Services) Instrument 2009

  Chapter: Glossary, FEES

  Effective Date: 23rd April 2009

• FSA 2009/16: Fees (Miscellaneous Amendments) Instrument 2009

  Chapter: FEES

  Effective Date: 26th March 2009

• FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006

  Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO

  Effective Date: 25th October 2006

• FSA 2006/39: Reinsurance Directive (Consequential Amendments) Instrument 2006

  Chapter: Glossary, SYSC, FEES, IPRU-INS, SUP

  Effective Date: 25th October 2006

• FSA 2006/28: Personal Pension Schemes Instrument 2006

  Chapter: Glossary, FEES, IPRU-INV, COB, ICOB, MCOB, AUTH, SUP, DISP, COMP

  Effective Date: 28th September 2006

• FSA 2006/15: Periodic Fees (2006/2007) Instrument 2006

  Chapter: FEES, SUP

  Effective Date: 25th May 2006

• FSA 2004/76: Mortgage Firms and Insurance Intermediaries (Fees) Instrument 2004

  Chapter: SUP, PROF, AUTH

  Effective Date: 20th October 2004