FEES 3.2 - Rule-making and Amending Instruments
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FCA 2024/41: Critical Third Parties Instrument 2024
Chapter: Glossary, SUP, FEES, CTPS
Effective Date: 12th November 2024
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FCA 2024/37: Long-Term Investment Fund (Amendment) Instrument 2024
Chapter: Glossary, FEES, COMP, DISP, COBS, DEPP, FUND, COLL, EG
Effective Date: 5th November 2024
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FCA 2024/22: Collective Investment Schemes (Schemes Authorised in Approved Countries) Instrument 2024
Chapter: Glossary, FEES, COBS, DEPP, COLL, PERG, EG
Effective Date: 17th July 2024
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FCA 2024/24: UK Listing Rules (Consequential Amendments) Instrument 2024
Chapter: Glossary, DTR, FEES, APER, COBS, DEPP, COCON, EG, ESG
Effective Date: 11th July 2024
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FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024
Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC
Effective Date: 30th April 2024
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FCA 2024/8: Periodic Fees (2024/2025) and Other Fees Instrument 2024
Chapter: Glossary, FEES
Effective Date: 28th March 2024
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FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023
Chapter: Glossary, FEES, SUP, PERG, COBS, DEPP, ICOBS, BCOBS, CONC, MCOB, CMCOB, FPCOB
Effective Date: 27th October 2023
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FCA 2022/43: British Steel Pension Scheme Consumer Redress Scheme Instrument 2022
Chapter: Glossary, FEES, CONRED
Effective Date: 28th November 2022
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FCA 2022/27: Periodic Fees (2022/2023) and Other Fees Instrument 2022
Chapter: FEES
Effective Date: 28th June 2022
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FCA 2022/16: Application Fees (Amendment) Instrument 2022
Chapter: FEES
Effective Date: 29th April 2022
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FCA 2021/63: Application Fees (Amendment) Instrument 2021
Chapter: FEES
Effective Date: 10th January 2022
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FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
Effective Date: 26th November 2021
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FCA 2021/27: Fees (Pre-paid Funeral Plan) Instrument 2021
Chapter: FEES
Effective Date: 23rd July 2021
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FCA 2021/23: Fees (Miscellaneous Amendments) (No 16) Instrument 2021
Chapter: FEES
Effective Date: 1st July 2021
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FCA 2021/15: UK Emission Trading Scheme Instrument 2021
Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC
Effective Date: 30th April 2021
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FOS 2021/3: UK Emission Trading Scheme Instrument 2021
Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC
Effective Date: 30th April 2021
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FCA 2020/67: Fees (Credit Rating Agencies, Trade Repositories and Securitisation Repositories) Instrument 2020
Chapter: Glossary, FEES
Effective Date: 23rd October 2020
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FCA 2020/26: Periodic Fees (2020/2021) and Other Fees Instrument 2020
Chapter: FEES
Effective Date: 2nd July 2020
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FCA 2020/27: Fees (Primary Market Transaction Fees Amendments) Instrument 2020
Chapter: Glossary, FEES
Effective Date: 2nd July 2020
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FCA 2019/1: Securitisation Regulation Implementation (Fees for Third Party Verifiers) Instrument 2019
Chapter: Glossary, FEES
Effective Date: 3rd January 2019
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FCA 2018/59: Fees (Claims Management Companies) Instrument 2018
Chapter: Glossary, FEES
Effective Date: 17th December 2018
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FOS 2018/8: Fees (Claims Management Companies) Instrument 2018
Chapter: Glossary, FEES
Effective Date: 17th December 2018
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FCA 2018/31: Fees (Miscellaneous Amendments) (No 11) Instrument 2018
Chapter: FEES
Effective Date: 3rd July 2018
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FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018
Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG
Effective Date: 29th June 2018
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FOS 2017/8: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017
Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP
Effective Date: 12th December 2017
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FCA 2017/81: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017
Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP
Effective Date: 12th December 2017
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FCA 2017/65: Handbook Administration (MiFID 2) Instrument 2017
Chapter: Glossary, MAR, SUP, FEES, REC, CASS, COBS, SYSC, TC
Effective Date: 8th December 2017
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FCA 2017/71: Fees (Payment Services) (No 3) Instrument 2017
Chapter: FEES
Effective Date: 8th December 2017
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FCA 2017/56: Fees (Payment Services) Instrument 2017
Chapter: Glossary, FEES
Effective Date: 18th September 2017
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FCA 2017/38: Markets and Organisational Requirements (MiFID 2) Instrument 2017
Chapter: MAR, FEES, REC, SUP
Effective Date: 3rd July 2017
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FCA 2017/37: Fees (Data Reporting Applications) Instrument 2017
Chapter: FEES
Effective Date: 3rd July 2017
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FCA 2017/20: Fees (MiFID 2 Application Fees) Instrument 2017
Chapter: Glossary, FEES
Effective Date: 31st March 2017
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FCA 2017/11: Dispute Resolution: Complaints (Payment Protection Insurance) (Amendment No 2) Instrument 2017
Chapter: Glossary, FEES, DISP
Effective Date: 2nd March 2017
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FCA 2017/6: Fees (Miscellaneous Amendments) (No 9) Instrument 2017
Chapter: Glossary, FEES
Effective Date: 24th February 2017
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FOS 2016/9: Small and Medium Sized Business Finance Platforms (Fees) Instrument 2016
Chapter: FEES
Effective Date: 30th November 2016
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FCA 2016/64: Small and Medium Sized Business Finance Platforms (Fees) Instrument 2016
Chapter: FEES, DEPP
Effective Date: 23rd September 2016
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FCA 2016/41: Periodic Fees (2016/2017) and Other Fees Instrument 2016
Chapter: Glossary, FEES
Effective Date: 30th June 2016
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FCA 2016/37: Handbook Administration (No 41) Instrument 2016
Chapter: Glossary, MAR, DTR, IPRU-INV, SUP, FEES, COMP, SYSC, COBS, IFPRU, CASS, COLL, EG
Effective Date: 27th May 2016
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FCA 2016/18: Small and Medium Sized Business Credit Information (Fees) Instrument 2016
Chapter: FEES
Effective Date: 18th March 2016
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FOS 2016/2: Small and Medium Sized Business Credit Information (Fees) Instrument 2016
Chapter: FEES
Effective Date: 18th March 2016
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FCA 2016/13: UKLA Fees (and Related Fees) Instrument 2016
Chapter: Glossary, FEES
Effective Date: 26th February 2016
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FCA 2016/12: Handbook Separation (Fees) Instrument 2016
Chapter: Glossary, FEES
Effective Date: 26th February 2016
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FCA 2015/66: European Long-Term Investment Funds Regulation Instrument 2015
Chapter: Glossary, FEES, COBS, FUND
Effective Date: 4th December 2015
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FOS 2015/5: Fees (Consumer Buy To Let) Instrument 2015
Chapter: Glossary, FEES
Effective Date: 9th July 2015
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FCA 2015/36: Fees (Consumer Buy to Let) Instrument 2015
Chapter: Glossary, FEES
Effective Date: 23rd June 2015
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FCA 2015/35: Periodic Fees (2015/2016) and Other Fees Instrument 2015
Chapter: FEES
Effective Date: 23rd June 2015
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FCA 2015/12: Fees (Miscellaneous Amendments) (No 8) Instrument 2015
Chapter: FEES
Effective Date: 24th March 2015
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FCA 2014/19: Fees (Consumer Credit No 2) Instrument 2014
Chapter: FEES, SUP
Effective Date: 27th March 2014
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FCA 2014/20: Fees (Issuers) (Late Publication of Reports) Instrument 2014
Chapter: FEES
Effective Date: 27th March 2014
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FCA 2014/9: Listing Rules and Disclosure and Transparency Rules (Primary Information Providers) Instrument 2014
Chapter: Glossary, FEES, LR, DTR, EG
Effective Date: 30th January 2014
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FCA 2014/10: Fees (Consumer Credit) Instrument 2014
Chapter: Glossary, FEES
Effective Date: 30th January 2014
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FCA 2013/79: Capital Requirements Directive IV (Consequential Amendments) Instrument 2013
Chapter: Glossary, PRIN, SYSC, GEN, FEES, MIPRU, UPRU, IPRU-FSOC, IPRU-INV, CASS, MAR, SUP, COMP, COLL, CREDS, FUND, RCB, PR, DTR, EMPS, OMPS, EG, PERG
Effective Date: 12th December 2013
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FCA 2013/55: Alternative Investment Fund Managers Directive (Private Placement and Registration Fees and Miscellaneous Directions) Instrument 2013
Chapter: FEES, SUP, FUND
Effective Date: 25th July 2013
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FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013
Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG
Effective Date: 27th June 2013
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FCA 2013/20 PRA2013/15: Legal Cutover (Fees) Instrument 2013
Chapter: Glossary, FEES, SUP, CREDS
Effective Date: 19th March 2013
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FCA 2013/33: Benchmarks Instrument 2013
Chapter: Glossary, FIT, FEES, MAR, SUP, BENCH, PERG
Effective Date: 19th March 2013
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FCA 2013/10 PRA2013/5: FCA and PRA Handbook Designation (Particular Modifications) Instrument 2013
Chapter: PRIN, SYSC, FIT, FINMAR, TC, FEES, GENPRU, BIPRU, INSPRU, MIPRU, UPRU, IPRU-FSOC, IPRU-INS, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DISP, CONRED, COMP, BSOCS, COLL, CREDS, PROF, RCB, LR, PR, DTR, EMPS, OMPS, SERV, BSOG, COLLG, FC, PERG, RPPD, UNFCOG
Effective Date: 28th February 2013
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FSA 2013/4: Fees (Miscellaneous Amendments) (No 6) Instrument 2013
Chapter: Glossary, FEES
Effective Date: 21st February 2013
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FSA 2012/77: Arch cru Funds Consumer Redress Scheme Instrument 2012
Chapter: CONRED, Glossary, FEES, DEPP
Effective Date: 13th December 2012
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FSA 2012/31: Handbook Administration (No 26) Instrument 2012
Chapter: Glossary, PRIN, COND, FIT, GEN, FEES, IPRU-INV, COBS, MCOB, BCOBS, CASS, MAR, SUP, COMP, COLL, REC, LR, PR
Effective Date: 28th June 2012