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FCA Handbook
ENF
ENF 16
ENF 16 Annex 1 Table of procedures for use of CIS ...

ENF 16 Annex 1 Table of procedures for use of CIS powers (See ENF 16.5.1G)

G01/12/2004

Power	Circumstance	Procedure
Section 254	If the FSA is proposing to revoke a section 243 authorisation order under section 254(1) (see ENF 16.2.3 G and ENF 16.2.4 G)	Section 255 - Warning notice / decision notice (see DEC 3 and DEC 4)
Section 257	If the FSA is proposing to give or vary on its own initiative a direction under section 257 (see ENF 16.2.5 G to ENF 16.2.7 G)	Section 259 - Supervisory notices (see DEC 4.6 and DEC 4.6).
Section 257	If the FSA is proposing to refuse an application by a manager or trustee of a scheme under section 257(6) for a direction to be revoked or varied or to vary the direction otherwise than in accordance with the application (see ENF 16.2.7 G)	Section 260 - Warning notice / decision notice (see DEC 3 and DEC 4)
Section 257	If the FSA decides on its own initiative to revoke a direction, or to revoke or vary a direction in accordance with a request by a manager or trustee under section 257(6) (see ENF 16.2.7 G)	Section 261 - Written notice
Section 258	If the FSA is applying to the court for orders under section 258 (see ENF 16.2.8 G)	Section 258(6) Application and written notice (see DEC 4.6).
Section 267	If the FSA is proposing to suspend promotion of a section 264 scheme under section 267 or to vary a direction suspending a scheme on its own initiative (see ENF 16.4.2 G)	Section 268 - Supervisory notices (see DEC 3 and DEC 4).
Section 267	If the FSA is proposing to refuse an application by an operator under section 267(4) or (5) for a direction suspending a scheme to be varied or revoked or to vary the direction otherwise than in accordance with the application (see ENF 16.4.2 G)	Section 269(1) - (2) and (6) - Warning notice / decision notice (see DEC 2and DEC 4).
Section 267	If the FSA decides on its own initiative to revoke a direction, or to revoke or vary a direction in accordance with a request by an operator (see ENF 16.4.2 G)	Section 269(4) - (6) - Written notice
Section 279	If the FSA is proposing to direct that a section 270 scheme is no longer to be recognised or to revoke a section 272 order (see ENF 16.4.5 G)	Section 280 Warning notice / decision notice (see DEC 2 and DEC 4).
Section 281	If the FSA is proposing to give or vary a direction under section 281 on its own initiative (see ENF 16.4.6 G)	Section 282 - Supervisory noticesDEC 3 and DEC 4
Regulation 23 OEIC Regulations	If the FSA is proposing to revoke an authorisation order relating to an ICVC under regulation 23(1) (see ENF 16.3)	Regulation 24 - Warning notice / decision notice (see DEC 2DEC 4.
Regulation 25 OEIC Regulations	If the FSA is proposing to give or vary a direction under regulation 25 on its own initiative (see ENF 16.3)	Regulation 27- Supervisory notices (see DEC 3 and DEC 4).
Regulation 25 OEIC Regulations	If the FSA is proposing to refuse an application to revoke or vary a direction in accordance with a request under regulation 25(7) or to vary the direction otherwise than in accordance with the application.	Regulation 28 - Warning notice / decision notice (see DEC 2DEC 4
Regulation 25 OEIC Regulations	If the FSA decides on its own initiative to revoke a direction, or to revoke or vary a direction in accordance with a request under regulation 25(7)	Regulation 29 - Written notice
Regulation 26 OEIC Regulations	If the FSA is applying to the court for an order under regulation 26 (see ENF 16.3)	Regulation 26(7) - Application and written notice (see DEC 4.6).