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ENF 11.9 Discipline for breaches of the money laundering rules

ENF 11.9.1G

The FSA's money laundering rules are set out in SYSC 3.21 and SYSC 6.3 (Financial crime)2. The FSA, when considering whether to take disciplinary action in respect of a breach of those rules, will have regard to whether a firm has followed relevant provisions in the Joint Money Laundering Steering Group's Guidance Notes for the Financial Sector.