EG 7.3 3FCA’s statements of policy

EG 7.3.1

3The FCA's statement of policy on1 the imposition of financial penalties is set out in DEPP 6.2 (Deciding whether to take action)2 and DEPP 6.4 (Financial penalty or public censure). The FCA's statement of policy on1 the amount of a financial penalty is set out in DEPP 6.5 to DEPP 6.5D. The FCA's statement of policy on1 financial penalties for late submission of reports is set out in DEPP 6.6. The FCA’s statement of policy on1 the imposition of suspensions,2 restrictions, conditions, limitations and disciplinary prohibitions2 is set out in DEPP 6A (The power to impose a suspension,2 restriction, condition, limitation or disciplinary prohibition2). The FCA’s statement of policy on the variation of an SMF manager’s approval on its own initiative is set out in DEPP 8.1

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