Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2023-11-07.

EG 3.2B Information requests (section 122B)

EG 3.2B.1RP

1The FCA may use its section 122B power to require information and documents from a person to support both its supervisory and its enforcement functions under the Market Abuse Regulation or any supplementary market abuse legislation (as defined in Part 8 of the Act)2

2

EG 3.2B.2RP

An officer with authorisation from the FCA may exercise the section 122B power to require information and documents. This includes an FCA employee or an agent of the FCA.