Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options

Add to favourites

View Options

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2018-04-01

EG 3.2 1Information requests (section 165)

EG 3.2.1RP

1The FCA may use its section 165 power to require information and documents from firms to support both its supervisory and its enforcement functions.

EG 3.2.2RP

1An officer with authorisation from the FCA may exercise the section 165 power to require information and documents from firms. This includes an FCA employee or an agent of the FCA.