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EG 3.2 1Information requests (section 165)

EG 3.2.1

1The FCA may use its section 165 power to require information and documents from firms to support both its supervisory and its enforcement functions.

EG 3.2.2

1An officer with authorisation from the FCA may exercise the section 165 power to require information and documents from firms. This includes an FCA employee or an agent of the FCA.