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Status: You are viewing the version of the handbook as on 2012-01-07.

DTR Sch 4 Powers Exercised

DTR Sch 4.1G

1

The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in DTR:

Section 73A (Part 6 Rules)

Section 89A (Transparency rules)

Section 89B (Provision of voteholder information)

Section 89C (Provision of information by issuers of transferable securities)

Section 89D (Notification of voting rights held by issuer)

Section 89E (Notification of proposed amendment of issuer's constitution)

Section 89F (Transparency rules: interpretation etc)

Section 89G (Transparency rules: other supplementary provisions)

Section 89O (Corporate governance rules)

Section 96 (Obligations of issuers of listed securities)

Section 96A (Disclosure of information requirements)

Section 96C (Suspension of trading)

Section 99 (Fees)

Section 101 (Part 6 rules: general provisions)

Section 138 (General rule-making power)

Section 156 (General supplementary powers)

Schedule 7 (The Authority as Competent Authority for Part VI)

DTR Sch 4.2G

The following power in the Act has been exercised by the FSA to give the guidance in DTR:

Section 157(1) (Guidance)