Home FCA Handbook DTR DTR 2 DTR 2.8 Insider lists
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DTR 2.8 Insider lists

Requirement to draw up insider lists

01/01/2021UK

[article 18(1)(c) of the Market Abuse Regulation]

Providing insider lists to the FCA on request

01/01/2021UK

[article 18(1)(c) of the Market Abuse Regulation]

Contents of insider lists

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[article 18(3) of the Market Abuse Regulation]

Maintenance of insider lists

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[article 18(4) of the Market Abuse Regulation]

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[article 18(5) of the Market Abuse Regulation]

Note: article 18(2) of the Market Abuse Regulation [FCA 2016/31]

Note: article 18(1)(a) of the Market Abuse Regulation; article 18(2) of the Market Abuse Regulation [FCA 2016/31]

Acknowledgement of legal and regulatory duties

01/01/2021UK

[article 18(2) of the Market Abuse Regulation]

01/01/2021UK

[article 18(2) of the Market Abuse Regulation]