FEES 4 sets out the fees payable by an issuer to the FCA.
If the FCA considers that an issuer, a person discharging managerial responsibilities or a connected person has breached any of the disclosure requirements it may, subject to the provisions of the Act, impose on that person a financial penalty or publish a statement censuring that person.
If the FCA considers that a former director was knowingly concerned in a breach by an issuer it may, subject to the provisions of the Act, impose on that person a financial penalty.
