Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2024-01-31.

DTR 1.2 Modifying rules and consulting the FCA

2
DTR 1.2.1R

[deleted]2

DTR 1.2.2R

[deleted]2

DTR 1.2.3G

[deleted]2

Early consultation with the2 FCA

DTR 1.2.4GRP

An issuer, person discharging managerial responsibilities or connected person should consult with the FCA at the earliest possible stage if they:

  1. (1)

    are in doubt about how the disclosure requirements2 apply in a particular situation.2

  2. (2)

    [deleted]2

DTR 1.2.5GRP

1Where the4 disclosure requirements and the disclosure guidance refer4 to consultation with the FCA, submissions should be made in writing other than in circumstances of exceptional urgency.

Address for correspondence

Note: The FCA's address for correspondence in relation to the disclosure requirements and the disclosure guidance2 is:

2

Primary Market Monitoring

Enforcement and Market4 Oversight Division2

The Financial Conduct Authority

12 Endeavour Square3

London, E20 1JN3

https://www.fca.org.uk/markets/primary-markets/contact/request-individual-guidance4