Content Options

DISP App 3.10 Application: evidential provisions

DISP App 3.10.1E

The evidential provisions in this appendix apply in relation to complaints about sales that took place on or after 14 January 2005.

DISP App 3.10.2G

For complaints about sales that took place prior to 14 January 2005, a firm should take account of the evidential provisions in this appendix as if they were guidance.

DISP App 3.10.3E

Contravention of an evidential provision in this appendix may be relied upon as tending to establish contravention of DISP 1.4.1 R.