Status: You are viewing the version of the handbook as on 2009-03-31.

DEPP TP 1 Transitional provisions applying to the Decision Procedure and Penalties Manual

11. Table DEPP TP 1

(1)

(2)

Material to which the transitional provision applies

(3)

(4)

Transitional provision

(5)

Transitional provision dates in force:

(6)

Handbook provision coming into force

1

DEPP

G

GEN contains some transitional provisions that apply throughout the Handbook and which are designed to ensure a smooth transition at commencement.

From commencement

(Various dates)

2

DEPP 6.7 (Discount for early settlement),

G

These provisions (in summary, relating to the discount scheme) apply only to cases where investigators are appointed on or after 20 October 2005.

From 20 October 2005

20 October 2005

3

DEPP

G

DEPP 1 to DEPP 5 take effect on 28 August 2007, save to the extent described below:

DEPP 1 to DEPP 5 do not apply to any statutory notice or related notice issued on or after 28 August where a warning notice, first supervisory notice or decision notice was given by the FSA before 28 August in relation to the same matter. The procedure to be followed in respect of such statutory notices or related notices given on or after 28 August will be the same as that described in the Decision making manual (DEC) immediately before DEPP comes into effect.

From 28 August 2007

28 August 2007

4

DEPP

G

DEPP 6 takes effect on 28 August 2007, save to the extent described below.

The FSA's policy in respect of the imposition and amount of penalty will continue to be as described in the Enforcement manual (ENF) in relation to any statutory notice or related notice given on or after 28 August where a warning notice, first supervisory notice or decision notice was given by the FSA before 28 August in relation to the same matter.

From 28 August 2007

28 August 2007