| The FCA's power to impose financial penalties is contained in: |
| | Section 63A (Power to impose penalties) of the Act |
| | Section 66 (Disciplinary powers) of the Act |
| | Section 88A (Disciplinary powers: contravention of s.88(3)(c) or (e)) of the Act |
| | Section 89Q (Disciplinary powers: contravention of s.89P(4)(b) or (d)) of the Act |
| | Section 91 (Penalties for breach of Part 6 Rules) of the Act |
| | Section 123 (Power to impose penalties in cases of market abuse) of the Act |
| | section 131G (Power to impose penalty or issue censure) of the Act |
| | Section 143W (Disciplinary powers for non-authorised parent undertakings) of the Act. |
| | Section 192K (Power to impose penalty or issue censure) of the Act |
| | Section 206 (Financial penalties) of the Act |
| | Section 249 (Disciplinary measures) of the Act |
| | Section 312F (Financial penalties) of the Act |
| | Section 345 (Disciplinary measures) of the Act |
| | Part III of Schedule 1ZA (The Financial Conduct Authority) to the Act |
| | the Money Laundering Regulations |
| | the Transfer of Funds (Information on the Payer) Regulations 2007 (SI 2007/3298) |
| | the RCB Regulations |
| | the Payment Services Regulations |
| | [deleted] |
| | the OTC derivatives, CCPs and trade repositories regulation |
| | the AIFMD UK regulation |
| | the Referral Fees Regulations |
| | the CCA Order |
| | the Immigration Regulations |
| | the MCD Order |
| | the Small and Medium Sized Business (Credit Information) Regulations |
| | the MiFI Regulations |
| | the UK Benchmarks Regulations 2018 |
| | the UK Securitisation Regulations |
| | the Securitisation Regulations 2024 |
| | the DRS Regulations |
| | the Payment Accounts Regulations |
| | the Small and Medium Sized Business (Finance Platforms) Regulations |
| | the Proxy Advisors (Shareholders’ Rights) Regulations |
| | the Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023 |
| | the Pisces sandbox regulations |
| | the Public Offers and Admissions to Trading Regulations |
