DEPP 2 ANNEX 1 - Rule-making and Amending Instruments

• FCA 2020/47: Exiting the European Union: Handbook (Amendments) Instrument 2020

  Chapter: Glossary, MCOB, LR, SUP, GEN, SYSC, DTR, COBS, PRIN, DEPP, RCB, BCOBS, COLL, PERG, CONC, EG, PROD, PRR

  Effective Date: 1st October 2020

• FCA 2020/43: Decision Procedure and Penalties Manual (Office for Professional Body Anti-Money Laundering Supervision) Regulations Instrument 2020

  Chapter: Glossary, DEPP

  Effective Date: 1st October 2020

• FCA 2020/57: Exiting the European Union: Securitisation Repositories (DEPP and EG) Instrument 2020

  Chapter: Glossary, DEPP

  Effective Date: 1st October 2020

• FCA 2019/74: Enforcement (EU Securitisation Regulation) (No 2) Instrument 2019

  Chapter: DEPP, EG

  Effective Date: 6th June 2019

• FCA 2019/32: Trade Repositories (Guidance) Instrument 2019

  Chapter: DEPP, EG

  Effective Date: 28th March 2019

• FCA 2019/2: Enforcement (EU Securitisation Regulation) Instrument 2019

  Chapter: Glossary, DEPP, EG

  Effective Date: 3rd January 2019

• FCA 2018/42: Enforcement (Social Entrepreneurship Funds, Venture Capital Funds and Money Market Funds) Instrument 2018

  Chapter: Glossary, DEPP, EG

  Effective Date: 27th July 2018

• FCA 2018/43: Enforcement (Financial Services Act 2012 (Mutual Societies) Order 2018) Instrument 2018

  Chapter: DEPP, EG

  Effective Date: 27th July 2018

• FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018

  Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG

  Effective Date: 29th June 2018

• FCA 2018/1: Enforcement (Packaged Retail and Insurance-Based Investment Products Regulations 2017) Instrument 2018

  Chapter: DEPP, EG

  Effective Date: 4th January 2018

• FOS 2017/8: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017

  Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP

  Effective Date: 12th December 2017

• FCA 2017/81: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017

  Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP

  Effective Date: 12th December 2017

• FCA 2017/77: MiFID 2 (Deferred Matters) Instrument 2017

  Chapter: Glossary, PR, DEPP, EG

  Effective Date: 8th December 2017

• FOS 2017/4: Payment Services Instrument 2017

  Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG

  Effective Date: 18th September 2017

• FCA 2017/54: Payment Services Instrument 2017

  Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG

  Effective Date: 18th September 2017

• FCA 2017/49: Fourth Money Laundering Directive (Enforcement and Consequential Amendments) Instrument 2017

  Chapter: Glossary, FEES, SUP, DEPP, SYSC, EG

  Effective Date: 21st July 2017

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2017/9: Enforcement (Co-operative and Community Benefit Societies Act 2014) Instrument 2017

  Chapter: Glossary, DEPP, EG

  Effective Date: 24th February 2017

• FCA 2017/8: Enforcement (Money Laundering Regulations 2007) Instrument 2017

  Chapter: DEPP

  Effective Date: 24th February 2017

• FCA 2016/63: Small and Medium Sized Business (Finance Platforms) Instrument 2016

  Chapter: Glossary, DISP, SUP, DEPP, EG

  Effective Date: 23rd September 2016