DEPP 2.5 - Rule-making and Amending Instruments
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FCA 2024/22: Collective Investment Schemes (Schemes Authorised in Approved Countries) Instrument 2024
Chapter: Glossary, FEES, COBS, DEPP, COLL, PERG, EG
Effective Date: 17th July 2024
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FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024
Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC
Effective Date: 30th April 2024
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FCA 2022/46: Collective Investment Schemes (Individually Recognised Overseas Schemes and Miscellaneous Amendments) Instrument 2022
Chapter: Glossary, DEPP, COLL, EG
Effective Date: 16th December 2022
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FCA 2022/34: Decision Procedure and Penalties Manual (Amendment) Instrument 2022
Chapter: DEPP
Effective Date: 30th September 2022
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FCA 2021/46: Changes to Decision Making for Statutory Notice Procedure Instrument 2021
Chapter: DEPP, EG
Effective Date: 26th November 2021
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FCA 2020/47: Exiting the European Union: Handbook (Amendments) Instrument 2020
Chapter: Glossary, MCOB, LR, SUP, GEN, SYSC, DTR, COBS, PRIN, DEPP, RCB, BCOBS, COLL, PERG, CONC, EG, PROD, PRR
Effective Date: 1st October 2020
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FCA 2020/57: Exiting the European Union: Securitisation Repositories (DEPP and EG) Instrument 2020
Chapter: Glossary, DEPP
Effective Date: 1st October 2020
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FCA 2020/37: Enforcement (Fifth Money Laundering Directive) Instrument 2020
Chapter: Glossary, DEPP, EG
Effective Date: 24th July 2020
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FCA 2019/32: Trade Repositories (Guidance) Instrument 2019
Chapter: DEPP, EG
Effective Date: 28th March 2019
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FCA 2018/42: Enforcement (Social Entrepreneurship Funds, Venture Capital Funds and Money Market Funds) Instrument 2018
Chapter: Glossary, DEPP, EG
Effective Date: 27th July 2018
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FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018
Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG
Effective Date: 29th June 2018
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FCA 2017/77: MiFID 2 (Deferred Matters) Instrument 2017
Chapter: Glossary, PR, DEPP, EG
Effective Date: 8th December 2017
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FCA 2015/64: Individual Accountability (Enforcement) Instrument 2015
Chapter: Glossary, DEPP, EG, ANNEX, APPENDIX
Effective Date: 9th December 2015
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FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014
Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG
Effective Date: 27th February 2014
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FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013
Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG
Effective Date: 27th June 2013
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FCA 2013/28: Legal Cutover (Decision Procedure and Penalties Manual) Instrument 2013
Chapter: Glossary, DEPP
Effective Date: 19th March 2013
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FSA 2011/39: UCITS IV Directive Instrument 2011
Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG
Effective Date: 1st July 2011
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FSA 2011/34: Handbook Administration (No 22) Instrument 2011
Chapter: BIPRU, SUP, DEPP, EG
Effective Date: 23rd June 2011
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FSA 2011/10: Decision Procedure and Penalties Manual and Enforcement Guide (Amendment No 2) Instrument 2011
Chapter: Glossary, GEN, DEPP, EG
Effective Date: 24th February 2011
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FSA 2008/68: Decision Procedure and Penalties Manual and Enforcement Guide (Amendment) Instrument 2008
Chapter: Glossary, DEPP, RCB, EG
Effective Date: 4th December 2008
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FSA 2007/56: Handbook Administration (No 7) Instrument 2007
Chapter: Glossary, COND, FIT, GEN, FEES, IPRU-INV, COB, COBS, ICOB, MAR, SUP, DEPP, COMP, CRED, ELM, PROF, REC, LR, PR, DTR, PERG
Effective Date: 27th September 2007