- (1) 5
the FCA's decision-making procedure in cases where the PRA is required to seek the FCA's consent before approving an application (a) for Part 4A permission; (b) for the variation of a Part 4A permission; or (c) to perform a controlled function (see DEPP 2.5.7A G);5
the FCA's decision-making procedure where it is deciding under section 391(1)(c) of the Act to publish information about the matter to which a warning notice relates (see DEPP 3.2.14A G to DEPP 3.2.14H G and DEPP 5.1.8KG to DEPP 5.1.8QG8);5
- (2) 5
2the FCA's5 policy with respect to the imposition of suspensions, restrictions and disciplinary prohibitions7, and the period for which those sanctions7 are to have effect, under the Act (see DEPP 6A);5
- (3) 54
Status: You are viewing the version of the handbook as on 2019-04-01.