VARIATION AND CANCELLATION OF
PERMISSION
AND WITHDRAWAL
OF
AUTHORISATION
OF
CREDIT
UNIONS
|
Duty to withdraw authorisation
|
Part III, s.
33
|
ENF 5
|
Variation and
cancellation on the FSA's own initiative
|
Part IV, s.
45
|
ENF 3
(Variation), ENF 5 (Cancellation)
|
Prohibitions
and restrictions
|
Part IV, s.
48
|
ENF 3.3.10
|
PROHIBITION OF INDIVIDUALS
|
Power to make
a prohibition order
|
Part V, s. 56
|
ENF
8
|
WITHDRAWAL OF APPROVAL FROM
APPROVED PERSONS
|
Power to withdraw
approval from approved persons of credit unions
|
Part V, s. 63
|
ENF 7
|
DISCIPLINARY POWERS AGAINST
APPROVED PERSONS
|
Public statements
of misconduct
|
Part V, s. 66
|
ENF 11
and ENF 12
|
Financial penalties
|
Part V, s. 66
|
ENF 11
and ENF 13
|
INFORMATION GATHERING AND INVESTIGATION POWERS
|
Power to require
information from credit
unions
|
Part XI, s.
165
|
ENF
2.3.2 G
- ENF
2.3.7 G
|
Power to require credit unions to provide
a report by a skilled
person
|
Part XI, s.
166
|
ENF
2.3.8 G
- ENF
2.3.11 G
|
Power to appoint persons to carry out general
investigations into credit
unions
|
Part XI, s.
167
|
ENF
2.3.12 G
- ENF
2.3.13 G
|
Power to appoint persons to carry out investigations
in particular cases involving a person or
a credit union
|
Part XI, s.
168
|
ENF
2.3.14 G
- ENF
2.3.15 G
|
Powers of investigation
appointed under s. 167
|
Part XI, s.
171
|
ENF
2.4.2 G
- ENF
2.4.5 G and ENF
2.4.10 G - ENF
2.4.12 G
|
Additional powers
of investigators appointed as a result of s. 168 (1) or (4)
|
Part XI, s.
172
|
ENF
2.4.6 G
-ENF 2.4.7 G and ENF
2.4.10 G - ENF
2.4.12 G
|
Powers of investigators
appointed as a result of s. 168 (2)
|
Part XI, s.
173
|
ENF 2.4.8 G
and ENF
2.4.10 G - ENF
2.4.12 G
|
Information
and documents: supplemental provisions relating to investigators appointed
under s. 167 or s. 168
|
Part XI, s.
175
|
ENF
2.4.10 G
- ENF
2.4.12 G
|
Entry of premises
under warrant
|
Part XI, s.
176
|
ENF 2.15.1 G
- ENF 2.15.4 G
|
DISCIPLINARY POWERS AGAINST
CREDIT UNION
|
Public censure
|
Part XIV, s.
205
|
ENF 12
|
Financial penalties
|
Part XIV, s.
206
|
ENF 13
|
DISQUALIFICATION OF AUDITORS APPOINTED BY
CREDIT UNIONS
|
Disqualification
of auditors for failure to comply with a duty imposed under the Act
|
Part XXII, s.
345
|
ENF 17
|
ORDERS AGAINST DEBT AVOIDANCE
|
Provisions against
debt avoidance: the right to apply for an order
|
Part XXIV, s.
375
|
ENF 10.9
and ENF 10.10
|
INJUNCTIONS
AGAINST
PERSONS
|
Injunctions for breach
of a relevant requirement
|
Part XXV, s.
380
|
ENF 6.3
, ENF 6.5 and ENF 6.6
|
RESTITUTION
|
Power to apply
to court for a restitution order
|
Part XXV, s.
382
|
ENF 9
|
Power to require
restitution
|
Part XXV, s.
402
|
ENF 9
|
PROSECUTION OF CRIMINAL OFFENCES
|
Power to prosecute
offences under the Act and
subordinate legislation
|
Part XXVII,
s. 401
|
ENF 15
|
Power to prosecute
other offences
|
Part XXVII,
s. 402
|
ENF 15
|
1
UNFAIR TERMS REGULATIONS
|
1Power to seek
injunctions under the Unfair
Terms Regulations.
|
N/A
|
ENF 20
(Unfair terms in consumer contracts)
|