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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2021-01-01.

Status: In this content, we have included all amendments made by EU exit-related instruments up to end September 2020. There will be more amendments to be made later this year, further to the September QCP.

CONC 16.1 Application of rules in CONC to firms with temporary permission

CONC 16.1.1G
  1. (1)

    1The purpose of this chapter is to make specific provision that certain provisions in CONC are intended to apply to TP firms as if they were UK firms notwithstanding the fact that those provisions came into force after IP completion day2. This modifies the general position set out in GEN 2.2.26R.

  2. (2)

    The specific application of the provisions listed in this chapter is in addition to those provisions in CONC that apply to TP firms in accordance with the general rules and guidance set out in GEN 2.2.26R to GEN 2.2.39G.

CONC 16.1.2R

1The following rules and guidance in CONC apply to TP firms as set out in those provisions:

CONC 3.3.12G1

CONC 3.5.14G1

CONC 4.7.3G1


CONC 6.7.16BR

CONC 6.7.41R and CONC 6.7.42G1

CONC TP 8(2) to (5)1