COMP Sch 1 Record-keeping requirements

1.

The aim of the guidance in the following able is to give the reader a quick overall view of the relevant record keeping requirements. The Rules listed below apply only to FSCS (the scheme manager).

2.

It is not a complete statement of those requirements and should not be relied upon as it were.

FEES 6.3.14 R1

FSCS funding

Full details of the movement of funds within sub-schemes.

Ongoing requirement.

N/A2

2COMP 10.2.10 R(3)

Potential claimants for whom the separate limit under COMP 10.2.10 R(2) applies

Sufficient details to enable the identification of claimants for whom the separate limit under COMP 10.2.10 R(2) applies

As implicit from the rules in COMP

As implicit from the rules in COMP

3COMP 10.2.11 R

Potential claimants for whom the separate limit under COMP 10.2.11 R (2)applies

Sufficient details to enable the identification of claimants for whom the separate limit under COMP 10.2.11 R (2)applies

As implicit from the rules in COMP

As implicit from the rules in COMP