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Status: You are viewing the version of the handbook as on 2005-06-30.

COMP 5.7 211Protected non-investment insurance mediation

COMP 5.7.2R

COMP 5.7.1 R only applies if the conditions in (1) and (2) are satisfied:3

1
  1. (1)

    the protected non-investment insurance mediation was carried on from:3

    3
    1. (a)

      an establishment of the relevant person in the United Kingdom; or3

    2. (b)

      a branch of a UK firm established in another EEA State in the exercise of an EEA right derived from the IMD; and3

  2. (2)

    the customer making the claim (or where COMP 3.2.4 R applies, the customer on behalf of whom a firm makes a claim) was in contact with:3

    3
    1. (a)

      a firm carrying on an insurance mediation activity in the United Kingdom; or3

    2. (b)

      a branch of a UK firm established in another EEA State which is carrying on an insurance mediation activity in the exercise of an EEA right derived from the IMD.3