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COMP 5.5 - Rule-making and Amending Instruments

  • FCA 2019/28: Exiting the European Union: Redress Sourcebooks (Amendments) Instrument 2019

    Chapter: COMP, CONRED

    Effective Date: 28th March 2019

  • FCA 2017/67: Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) Instrument 2017

    Chapter: Glossary, TC, SUP, COMP, DISP, COBS, RPPD, ICOBS, COLL, PERG

    Effective Date: 8th December 2017

  • FCA 2017/68: Financial Services Compensation Scheme (Extension of Scope to Recognised Investment Exchanges) Instrument 2017

    Chapter: Glossary, FEES, COMP

    Effective Date: 8th December 2017

  • FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017

    Chapter: Glossary, COMP, FEES, SUP, CONC

    Effective Date: 30th October 2017

  • FOS 2016/7: European Long-Term Investment Funds (No 2) Regulation Instrument 2016

    Chapter: Glossary, SUP, COMP, DISP, FUND

    Effective Date: 22nd April 2016

  • FCA 2016/34: European Long-Term Investment Funds (No 2) Regulation Instrument 2016

    Chapter: Glossary, SUP, COMP, DISP, FUND

    Effective Date: 22nd April 2016

  • FCA 2013/61: Handbook Administration (No 31) Instrument 2013

    Chapter: Glossary, SYSC, FEES, IPRU-INV, COBS, MCOB, CASS, SUP, DISP, COMP, COLL, CONC, FUND, LR, PR, BSOG

    Effective Date: 26th September 2013

  • FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

    Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

    Effective Date: 27th June 2013

  • FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013

    Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG

    Effective Date: 27th June 2013

  • FSA 2011/39: UCITS IV Directive Instrument 2011

    Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG

    Effective Date: 1st July 2011

  • FSA 2010/61: Handbook Administration (No 20) Instrument 2010

    Chapter: Glossary, PRIN, SYSC, FINMAR, GEN, FEES, COBS, ICOBS, MCOB, CASS, MAR, TC, SUP, DISP, COMP, PROF, LR, PR, DTR

    Effective Date: 16th December 2010

  • FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007

    Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP

    Effective Date: 25th January 2007

  • FSA 2006/28: Personal Pension Schemes Instrument 2006

    Chapter: Glossary, FEES, IPRU-INV, COB, ICOB, MCOB, AUTH, SUP, DISP, COMP

    Effective Date: 28th September 2006

  • FSA 2003/47: Collective Investment Schemes (UCITS Amending Directive) Instrument 2003

    Chapter: PRIN, SYSC, IPRU-INV, COB, AUTH, SUP, DEC, COMP, CIS

    Effective Date: 17th July 2003

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