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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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COLL Sch 6 Rules that can be waived

COLL Sch 6.1G

1. The rules in COLL can be waived by the FCA under sections 138A and 138B, 250 or 261L2 of the Act (Modification or waiver of rules) or regulation 7 of the OEIC Regulations (Modification or waiver of FCA rules), except COLL 3.2.8R (UCITS obligations) and COLL 6.9.9R2 (Restrictions of business for UCITS management companies).

COLL Sch 6.2G