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FCA Handbook
COLL
COLL Sch 6 Rules that can be waived

Alternative versions

2005-01-01
2006-01-01
2013-04-01
2013-07-01
2021-01-01

Point in time

2024-04-26

COLL Sch 6 Rules that can be waived

COLL Sch 6.1G01/07/2013

1. The rules in COLL can be waived by the FCA under sections 138A and 138B, 250 or 261L2 of the Act (Modification or waiver of rules) or regulation 7 of the OEIC Regulations (Modification or waiver of FCA rules), except COLL 3.2.8R (UCITS obligations) and COLL 6.9.9R2 (Restrictions of business for UCITS management companies).

COLL Sch 6.2G01/01/2021

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COLL Sch 6 Rules that can be waived